Alan J. Ginsberg
Director/Board Member chez ARROWMARK FINANCIAL CORP.
Profil
Alan Ginsberg has more than 35 years of experience providing financial advisory services to corporate and private equity clients.
Alan began his investment banking career at Salomon Brothers in 1983, followed by being a key member of group moves to UBS and to Donaldson, Lufkin & Jenrette.
He remained at DLJ through its merger with Credit Suisse until 2004, when he was recruited to head HSBC’s Financial Institutions Group Americas.
Following HSBC, Alan was a senior member of the Bank of America Securities Financial Institutions Group as well as the Barclays Americas Financial Institutions Group.
Notable transactions include advising Bank America on its $3 billion investment in China Construction Bank and its $21 billion acquisition of LaSalle Bank in Chicago.
Also at Bank America, Alan advised General Atlantic on its $550 million investment in the Brazilian Mercantile & Futures Exchange.
Alan has advised on more than 75 strategic transactions and advisory assignments, as well as on many financings and derivative executions during his tenure as an investment banker.
Clients have included Bank of America, Credit Suisse, Ocwen, Fleet Financial Group, Donaldson Lufkin & Jenrette, Comerica, Bank of Nova Scotia, LaBranche & Co., Lava Trading, Ameritrade, E*trade, Bank of New York, Mercantile Bancorp, PNC, National Bank of Canada, NASD, Unibanco, Itau, Bamerindus, BCN, EF Hutton, Texas Commerce Bank, Chemical Bank, HSBC, Citibank, WestOne Bancorp and numerous private equity firms, credit funds, Fintech companies and SPACs.
He currently serves as an Independent Director of StoneCastle Financial, a publicly traded closed end fund, as well as, StoneCastle Trust Company, and is a member of Yale's Peabody Museum Advisory Board.
Alan holds a B.A.
in Economics from Yale University.
Postes actifs de Alan J. Ginsberg
| Sociétés | Poste | Début |
|---|---|---|
| ARROWMARK FINANCIAL CORP. | Director/Board Member | 07/02/2013 |
| Stonecastle Trust Co. | Director/Board Member | 01/01/2021 |
Interpay Ltd. (Ireland)
 Interpay Ltd. (Ireland) Regional BanksFinance Interpay Ltd. provides online payment services. It offers mass payments, international receivables, spot transactions, stop loss order, and market order. The company was founded by Sinead Fitzmaurice and Terry Clune in 2010 and is headquartered in Dublin, Ireland. | Consultant / Advisor | 01/04/2022 |
| Axxes Capital | Director/Board Member | 01/01/2022 |
SenaHill Investment Group LLC
 SenaHill Investment Group LLC Investment ManagersFinance SenaHill Investment Group LLC (SenaHill Investment) is a Venture Capital subsidiary of SenaHill Partners LP founded in 2013. The firm is headquartered in New York. | Consultant / Advisor | - |
Alpha Sigma Capital
 Alpha Sigma Capital Investment ManagersFinance Alpha Sigma Capital (Alpha Sigma Capital) is a private equity firm founded in 2019. The firm is headquartered in El Segundo, California. | Consultant / Advisor | 01/09/2021 |
Northlink Aviation LLC (Alaska)
 Northlink Aviation LLC (Alaska) Other TransportationTransportation Northlink Aviation LLC is an airport operator based in Anchorage, AK. The company operates as an airport. The CEO of the company is Sean Dolan. | Director/Board Member | 01/10/2021 |
L.R. Capital Management (HK) Ltd.
 L.R. Capital Management (HK) Ltd. Investment ManagersFinance L.R. Capital Management (HK) Ltd (L.R. Capital Management) is a private equity firm founded in 2014. The firm is headquartered in Central, Hong Kong. | Consultant / Advisor | - |
Anciens postes connus de Alan J. Ginsberg
| Sociétés | Poste | Fin |
|---|---|---|
Barclays Bank Plc
 Barclays Bank Plc Major BanksFinance Barclays Bank Plc provides commercial banking services. It offers personal, premier, business and corporate banking products and services to its customers. The banks services include current accounts, savings, investments, mortgages, loans, insurance, credit cards and online banking services. The company was founded on October 4, 1971 and is headquartered in London, the United Kingdom. | Corporate Officer/Principal | 01/02/2021 |
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Formation de Alan J. Ginsberg
| Yale University | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 14 |
|---|---|
UBS Asset Management (Americas), Inc.
 UBS Asset Management (Americas), Inc. Investment ManagersFinance UBS Asset Management (Americas) LLC (UBS AM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2000 as UBS Global Asset Management (Americas), Inc. They are a wholly owned subsidiary of UBS Americas, Inc., ultimately owned by UBS Group AG (SIX: UBSG; NYSE: UBS) in Switzerland. UBS AM provides investment products and services to corporate and public pension plans, financial institutions and advisors, central banks, charities, foundations and individual investors around the world. | Finance |
Barclays Bank Plc
Barclays Bank Plc Major BanksFinance Barclays Bank Plc provides commercial banking services. It offers personal, premier, business and corporate banking products and services to its customers. The banks services include current accounts, savings, investments, mortgages, loans, insurance, credit cards and online banking services. The company was founded on October 4, 1971 and is headquartered in London, the United Kingdom. | Finance |
| Salomon Brothers Asset Management, Inc. | Finance |
Arrowmark Financial Corp.
 Arrowmark Financial Corp. Investment Trusts/Mutual FundsMiscellaneous StoneCastle Financial Corp. operates as a closed-end investment fund. It intends to provide stockholders with current income and to a lesser extent, capital appreciation, through preferred equity, subordinated debt and common equity investments predominantly in U.S. domiciled community banks. The company was founded on February 7, 2013 and is headquartered in Denver, CO. | Miscellaneous |
Banc of America Securities LLC
 Banc of America Securities LLC Investment Banks/BrokersFinance Headquartered in Charlotte, North Carolina, Banc of America Securities (BAS) is the investment banking subsidiary of Bank of America Corp (NYSE: BAC). The firm provides both the domestic and international equity and investment banking markets, and pursues a strategy pioneered by Citigroup that combines corporate lending with investment banking advice and services. They provide high-yield debt underwriting and leveraged finance, in addition to industry coverage groups such as healthcare, media and telecom, financial institutions, real estate and gaming. BAS also does a significant amount of work for Financial Sponsors, or private equity firms, often financing leveraged transactions. Following the strategy of Goldman Sachs, the firm lacks a standalone mergers and acquisitions department, instead employing mergers and acquisitions senior bankers throughout the industry coverage groups. The firm is registered as a broker/dealer with the SEC, is a member of the NYSE, and the NASD. The use of Banc in the BAS's name is indicative of the fact that the company is not a bank, and their deposits and other holdings are not insured by the FDIC. | Finance |
DLJ Investment Partners
 DLJ Investment Partners Investment ManagersFinance A subsidiary of Credit Suisse First Boston Private Equity, DLJ Investment Partners is a mezzanine investment firm located in New York City. Their ultimate parent is Crédit Suisse Group (NYSE: CSR). | Finance |
C Change Investments Management LLC
 C Change Investments Management LLC Investment ManagersFinance C Change Investments Management LLC (C Change Investments) is a private equity firm founded in 2008 by Russell Read and John Preston. The firm is headquartered in Cambridge, Massachusetts. | Finance |
SenaHill Investment Group LLC
SenaHill Investment Group LLC Investment ManagersFinance SenaHill Investment Group LLC (SenaHill Investment) is a Venture Capital subsidiary of SenaHill Partners LP founded in 2013. The firm is headquartered in New York. | Finance |
Interpay Ltd. (Ireland)
Interpay Ltd. (Ireland) Regional BanksFinance Interpay Ltd. provides online payment services. It offers mass payments, international receivables, spot transactions, stop loss order, and market order. The company was founded by Sinead Fitzmaurice and Terry Clune in 2010 and is headquartered in Dublin, Ireland. | Finance |
Alpha Sigma Capital
Alpha Sigma Capital Investment ManagersFinance Alpha Sigma Capital (Alpha Sigma Capital) is a private equity firm founded in 2019. The firm is headquartered in El Segundo, California. | Finance |
Northlink Aviation LLC (Alaska)
Northlink Aviation LLC (Alaska) Other TransportationTransportation Northlink Aviation LLC is an airport operator based in Anchorage, AK. The company operates as an airport. The CEO of the company is Sean Dolan. | Transportation |
| Stonecastle Trust Co. | |
| Axxes Capital | Finance |
L.R. Capital Management (HK) Ltd.
L.R. Capital Management (HK) Ltd. Investment ManagersFinance L.R. Capital Management (HK) Ltd (L.R. Capital Management) is a private equity firm founded in 2014. The firm is headquartered in Central, Hong Kong. | Finance |
