Joanna M. Catalucci
Compliance Officer chez GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST
Profil
Joanna M.
Catalucci is currently the Chief Compliance Officer at Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr., Guggenheim Credit Allocation Fund, Guggenheim Credit Income Fund, Merrimack College, Guggenheim Strategic Opportunities Fund, Guggenheim Enhanced Equity Income Fund, Guggenheim Floating Rate & Income Fund, Guggenheim Energy & Income Fund, and Guggenheim Active Allocation Fund.
She previously held the position of Senior Managing Director at Guggenheim Investments, Inc. from 2014 to 2016.
She also served as Secretary & Chief Compliance Officer at SBL Fund, Guggenheim Funds Trust, Security Income Fund, and Security Mid Cap Growth Fund.
Additionally, she was the Chief Compliance Officer & Senior Vice President at Rydex Advisors II LLC and Rydex Advisors LLC from 2011 to 2011, and at Rydex Advisors LLC from 2010 to 2011.
She worked as Vice President at Rydex Fund Services LLC from 2006 to 2006 and at Rydex Capital Partners I from 2007 to 2007.
She held the position of Chief Compliance Officer at Fiduciary.
She was also the Chief Compliance Officer & Senior Vice President at Security Investors LLC from 2010 to 2012 and Senior Vice President at Security Global Investors LLC in 2011.
She has a degree from Merrimack College.
Postes actifs de Joanna M. Catalucci
| Sociétés | Poste | Début |
|---|---|---|
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Compliance Officer | 28/09/2012 |
| GUGGENHEIM ENHANCED EQUITY INCOME FUND | Compliance Officer | 01/01/2012 |
| GUGGENHEIM CREDIT ALLOCATION FUND | Compliance Officer | 01/01/2012 |
| GUGGENHEIM TAXABLE MUNICIPAL BOND & INVESTMENT GRADE DEBT TRUST | Compliance Officer | 01/01/2012 |
| GUGGENHEIM ACTIVE ALLOCATION FUND | Compliance Officer | 01/01/2021 |
| Merrimack College | Director/Board Member | 01/01/2018 |
Guggenheim Credit Income Fund
 Guggenheim Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Income Fund operates as a finance investment company. It provides shareholders with current income, capital preservation and long-term capital appreciation. The company was founded on September 5, 2014 and is headquartered in New York, NY. | Compliance Officer | 01/01/2018 |
Guggenheim Energy & Income Fund
 Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL. | Compliance Officer | 01/01/2015 |
Guggenheim Floating Rate & Income Fund
 Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Compliance Officer | 24/10/2013 |
Anciens postes connus de Joanna M. Catalucci
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Formation de Joanna M. Catalucci
| Merrimack College | Undergraduate Degree |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 27 |
|---|---|
| SBL Fund | Miscellaneous |
| Guggenheim Funds Trust | Miscellaneous |
| Security Income Fund | Miscellaneous |
| Security Mid Cap Growth Fund | Miscellaneous |
Rydex Advisors II LLC
 Rydex Advisors II LLC Investment ManagersFinance Part of Guggenheim Partners LLC, Rydex Advisors II LLC is a private company that provides investment advice. The company is based in Rockville, MD. | Finance |
Rydex Advisors LLC
 Rydex Advisors LLC Investment ManagersFinance Founded in 1993, Rydex Advisors LLC, formerly PADCO Advisors, Inc., is registered investment advisor and mutual fund manager located in Rockville, Maryland. The firm is a subsidiary of the Security Benefit Group of Companies and their ultimate parent is Guggenheim Capital LLC, which acquired the firm in August 2010. Rydex Advisors is also known as Rydex Investments. The firm manages over 80 mutual funds and ETF products. | Finance |
Rydex Fund Services LLC
 Rydex Fund Services LLC Investment ManagersFinance Rydex Fund Services LLC engages in transfer agency, accounting, compliance, and information technology services. The company was founded in 1993 and is headquartered in Rockville, MD. | Finance |
| Rydex Capital Partners I | |
Fiduciary/Claymore Energy Infrastructure Fund
 Fiduciary/Claymore Energy Infrastructure Fund Investment Trusts/Mutual FundsMiscellaneous Fiduciary/Claymore Energy Infrastructure Fund is a closed-end management investment company. It engages in the provision of after-tax total return with an emphasis on current distributions paid to shareholders. The company was founded on October 4, 2004 and is headquartered in Chicago, IL. | Miscellaneous |
Security Investors LLC
 Security Investors LLC Investment ManagersFinance Security Investors LLC (do-business-as Guggenheim Investments) is a registered investment advisor headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Rydex Holdings LLC, ultimately held by Guggenheim Partners LLC. Security Investors provides investment advisory services to separately managed accounts (SMAs) and pooled investment vehicles that are registered as investment companies. The Funds include open-end registered funds, closed-end registered funds, and exchange-traded funds. Their SMA clients may include institutions, such as insurance companies, other financial institutions, pension and profit-sharing plans, US and non-US governmental entities, colleges, hospitals, charitable organizations, endowment funds and foundations, and certain individuals and trusts. | Finance |
Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr.
 Guggenheim Taxable Municipal Bond & Investment Grade Debt Tr. Investment Trusts/Mutual FundsMiscellaneous Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust is a diversified and closed-end management investment company, which engages in the investment activities for long-term capital appreciation. The company was founded on June 30, 2010 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Equal Weight Enhanced Equity Income Fund
 Guggenheim Equal Weight Enhanced Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Equal Weight Enhanced Equity Income Fund - is a closed-end investment fund. Its investment objective is to provide a high level of risk-adjusted total return with an emphasis on current income. The company was founded on July 11, 2011 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Credit Allocation Fund
 Guggenheim Credit Allocation Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Allocation Fund operates as a mutual fund closed-end investment. It seeks to achieve a total return of current income and capital appreciation. The company was founded on June 7, 2012 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Credit Income Fund
Guggenheim Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Credit Income Fund operates as a finance investment company. It provides shareholders with current income, capital preservation and long-term capital appreciation. The company was founded on September 5, 2014 and is headquartered in New York, NY. | Miscellaneous |
Guggenheim Strategic Opportunities Fund
 Guggenheim Strategic Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Strategic Opportunities Fund operates as a diversified, closed-end management investment company. The fund intends to maximize total return through a combination of current income and capital appreciation. It pursues a relative value-based investment philosophy, which utilizes quantitative and qualitative analysis to seek to identify securities or spreads between securities that deviate from their perceived fair value and/or historical norms. The company was founded on November 13, 2006 and is headquartered in Chicago, IL. | Miscellaneous |
Security Global Investors LLC
 Security Global Investors LLC Investment ManagersFinance Security Global Investors LLC is a registered investment advisor firm headquartered in San Francisco. The firm is also known as Rydex/SGI. They are a subsidiary of the Security Benefit Group of Cos. and their ultimate parent is Guggenheim Capital LLC | Finance |
| Guggenheim Investments, Inc. | Finance |
Managed Duration Investment Grade Municipal Fund
 Managed Duration Investment Grade Municipal Fund Investment Trusts/Mutual FundsMiscellaneous Managed Duration Investment Grade Municipal Fund operates as a closed-end investment fund/trust. It intends to provide its shareholders with current income exempt from federal income tax while seeking to protect the value of the assets during periods of interest rate volatility. The company was founded on May 20, 2003 and is headquartered in New York, NY. | Miscellaneous |
Guggenheim Enhanced Equity Income Fund
 Guggenheim Enhanced Equity Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Enhanced Equity Income Fund is a closed-end investment fund/investment trust. Its investment objective is to seek high level of current income and current gains, with a secondary objective of long-term capital appreciation. The company was founded on December 3, 2004 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Enhanced Equity Strategy Fund
 Guggenheim Enhanced Equity Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Enhanced Equity Strategy Fund operates as a diversified, closed-end management investment company. Its investment objective is to seek a high level of current income with a secondary objective of long-term capital appreciation. The company was founded on October 20, 2003 and is headquartered in Lisle, IL. | Miscellaneous |
Rydex Holdings LLC
 Rydex Holdings LLC Financial ConglomeratesFinance Part of Guggenheim Partners LLC, Rydex Holdings LLC is an asset management and investment advisory division with over $218 billion in total assets across fixed income, equity, and alternative strategies. The private company is based in Topeka, KS. The company's 250+ investment professionals perform rigorous research to understand market trends and identify undervalued opportunities in areas that are often complex and underfollowed. The company's approach to investment management has enabled them to deliver innovative strategies providing diversification opportunities and attractive long-term results. The company focuses on the return and risk needs of insurance companies, corporate and public pension funds, sovereign wealth funds, endowments and foundations, consultants, wealth managers, and high-net-worth investors. | Finance |
| Security Benefit Asset Management Holdings LLC | |
Guggenheim Floating Rate & Income Fund
Guggenheim Floating Rate & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Floating Rate & Income Fund is a newly-organized, diversified, closed-end management investment company. The Fund's objective is to provide a high level of current income while maximizing total return. It invests at least 80% of its assets in floating rate senior secured syndicated bank loans, floating rate revolving credit facilities and floating rate unsecured loans. The company offers opportunities for investors seeking an alternative to traditional fixed-income securities that may help hedge interest rate and inflation exposure. Guggenheim Floating Rate & Income Fund was founded on October 24, 2013 and is headquartered in Lisle, IL. | Miscellaneous |
| Rydex Capital Partners II LLC | |
Guggenheim Energy & Income Fund
Guggenheim Energy & Income Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Energy & Income Fund is a closed-end investment fund. It is a non-diversified, non-traded management investment company. Its objectives are to provide high income and seek capital appreciation. The company was founded on April 28, 2015 and is headquartered in Chicago, IL. | Miscellaneous |
Guggenheim Active Allocation Fund
 Guggenheim Active Allocation Fund Investment Trusts/Mutual FundsMiscellaneous Guggenheim Active Allocation Fund is a closed-end management investment firm. The company was founded on May 20, 2021 and is headquartered in Chicago, IL. | Miscellaneous |
| Security Large Cap Value Fund |
