Profil
Mr. Thomas J.
Smith, CPA, is Chief Compliance Officer at Oaktree Finance LLC and Chief Compliance Officer & Managing Director at Oaktree Capital Group LLC.
Mr. Smith was previously employed as Chief Compliance Officer & Managing Director by Oaktree Capital Management LP, a Managing Director by JPMorgan Chase & Co., and Chief Compliance Officer & Managing Director by Oaktree Capital Management LLC.
He received his undergraduate degree from St. John's University.
Anciens postes connus de Thomas James Smith
| Sociétés | Poste | Fin |
|---|---|---|
| JPMORGAN CHASE & CO. | Corporate Officer/Principal | 01/01/2010 |
Oaktree Capital Management LLC
 Oaktree Capital Management LLC Investment ManagersFinance Founded in 1995 by Howard Marks and Bruce Karsh, Oaktree Capital Management LLC is a registered investment advisor located in Los Angeles with additional offices in New York City, Stamford, Connecticut, Tokyo, London and Singapore. The firm manages assets for corporations, public funds, endowments and foundations, insurance companies, private clients, mutual funds and Taft Hartley plans. | Corporate Officer/Principal | 30/04/2007 |
| OAKTREE CAPITAL GROUP, LLC | Compliance Officer | - |
Oaktree Finance LLC
 Oaktree Finance LLC Financial ConglomeratesFinance Oaktree Finance LLC operates as a financial company. Its objective is to generate current income and capital appreciation. The company was founded on March 3, 2011 and is headquartered in Los Angeles, CA. | Compliance Officer | - |
Oaktree Capital Management LP
 Oaktree Capital Management LP Investment ManagersFinance Oaktree Capital Management LP (Oaktree) is a SEC-registered investment advisor and hedge fund manager headquartered in Los Angeles, California. The firm was founded by Howard Marks, Bruce Karsh, and Sheldon Stone in 1995 as an LLC and was reorganized as an LP in 2007. They are a subsidiary of Oaktree Capital Management GP LLC, ultimately held by Brookfield Corp. (NYSE, TSX: BN) in Canada. Oaktree provides advisory services to clients with separately managed accounts and to private limited partnerships and other pooled investment vehicles for which either Oaktree or an affiliate acts as general partner and/or investment manager. The firm is a socially responsible investor and a signatory to the United Nations Principles for Responsible Investment (UNPRI). | Compliance Officer | - |
Formation de Thomas James Smith
| St. John's University | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| JPMORGAN CHASE & CO. | Finance |
| Entreprise privées | 4 |
|---|---|
Oaktree Capital Management LLC
Oaktree Capital Management LLC Investment ManagersFinance Founded in 1995 by Howard Marks and Bruce Karsh, Oaktree Capital Management LLC is a registered investment advisor located in Los Angeles with additional offices in New York City, Stamford, Connecticut, Tokyo, London and Singapore. The firm manages assets for corporations, public funds, endowments and foundations, insurance companies, private clients, mutual funds and Taft Hartley plans. | Finance |
Oaktree Capital Management LP
Oaktree Capital Management LP Investment ManagersFinance Oaktree Capital Management LP (Oaktree) is a SEC-registered investment advisor and hedge fund manager headquartered in Los Angeles, California. The firm was founded by Howard Marks, Bruce Karsh, and Sheldon Stone in 1995 as an LLC and was reorganized as an LP in 2007. They are a subsidiary of Oaktree Capital Management GP LLC, ultimately held by Brookfield Corp. (NYSE, TSX: BN) in Canada. Oaktree provides advisory services to clients with separately managed accounts and to private limited partnerships and other pooled investment vehicles for which either Oaktree or an affiliate acts as general partner and/or investment manager. The firm is a socially responsible investor and a signatory to the United Nations Principles for Responsible Investment (UNPRI). | Finance |
Oaktree Finance LLC
Oaktree Finance LLC Financial ConglomeratesFinance Oaktree Finance LLC operates as a financial company. Its objective is to generate current income and capital appreciation. The company was founded on March 3, 2011 and is headquartered in Los Angeles, CA. | Finance |
Brookfield Oaktree Holdings LLC
 Brookfield Oaktree Holdings LLC Investment ManagersFinance Oaktree Capital Group LLC engages in the investment management business. The company was founded by Howard Stanley Marks, Bruce Allen Karsh, Stephen A. Kaplan, Larry W. Keele, D. Richard Masson and Sheldon Michael Stone in 1995 and is headquartered in Los Angeles, CA. | Finance |
