Profil
Ajay Kumar Gupta was the founder and had founded Gupta Wealth Management LLC in 2013, where he held the titles of Chief Executive Officer & Chief Investment Officer until 2016.
He worked as a Senior Vice President at UBS Financial Services, Inc. from 2008 to 2013 and at Merrill Lynch, Pierce, Fenner & Smith, Inc. from 2000 to 2008.
He also worked as the Chief Investment Strategist at Creative Planning LLC from 2016 to 2020.
Mr. Gupta received his undergraduate degree from Concordia University.
Anciens postes connus de Ajay Kumar Gupta
| Sociétés | Poste | Fin |
|---|---|---|
Creative Planning LLC
 Creative Planning LLC Investment ManagersFinance Creative Planning, Inc. is a SEC-registered investment advisor and holding firm headquartered in Overland Park, Kansas. The firm was founded in 1983 and provides investment advice to individuals, pension and profit-sharing plans, trusts, estates or charitable organizations, corporations or business entities other than those listed above, foundations, endowments and other institutions. | Stratège de marché | 01/12/2020 |
Gupta Wealth Management LLC
 Gupta Wealth Management LLC Investment ManagersFinance Founded by Ajay K. Gupta in 2013, Gupta Wealth Management LLC is a wealth management firm and registered investment advisor located in San Diego, California. The firm is a subsidiary of Creative Planning, Inc. They provide services to individuals, pension and profit sharing plans, trusts, estates, charitable organizations, pooled investment vehicles, corporations and other business entities. | Directeur Général | 05/04/2016 |
UBS Financial Services, Inc.
 UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Corporate Officer/Principal | 30/09/2013 |
Merrill Lynch, Pierce, Fenner & Smith, Inc.
 Merrill Lynch, Pierce, Fenner & Smith, Inc. Investment Banks/BrokersFinance Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC). | Corporate Officer/Principal | 31/07/2008 |
Formation de Ajay Kumar Gupta
| Concordia University | Undergraduate Degree |
Expériences
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| Entreprise privées | 4 |
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Gupta Wealth Management LLC
Gupta Wealth Management LLC Investment ManagersFinance Founded by Ajay K. Gupta in 2013, Gupta Wealth Management LLC is a wealth management firm and registered investment advisor located in San Diego, California. The firm is a subsidiary of Creative Planning, Inc. They provide services to individuals, pension and profit sharing plans, trusts, estates, charitable organizations, pooled investment vehicles, corporations and other business entities. | Finance |
UBS Financial Services, Inc.
UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Finance |
Merrill Lynch, Pierce, Fenner & Smith, Inc.
Merrill Lynch, Pierce, Fenner & Smith, Inc. Investment Banks/BrokersFinance Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC). | Finance |
Creative Planning LLC
Creative Planning LLC Investment ManagersFinance Creative Planning, Inc. is a SEC-registered investment advisor and holding firm headquartered in Overland Park, Kansas. The firm was founded in 1983 and provides investment advice to individuals, pension and profit-sharing plans, trusts, estates or charitable organizations, corporations or business entities other than those listed above, foundations, endowments and other institutions. | Finance |