Profil
Mr. Chris S.
Crossan, CPA, is Chief Compliance Officer & Vice President at Dimensional Fund Advisors, Inc. He joined Dimensional in 2004 as the firm's chief compliance officer.
He is responsible for making sure the policies, procedures, practices, and marketing materials for the firm and its global subsidiaries comply with industry regulations as set forth by the US Securities and Exchange Commission, the National Association of Securities Dealers, and other US regulatory agencies.
Before coming to Dimensional, Mr. Crossan was senior compliance officer for Invesco Institutional in Atlanta, Georgia, where he was instrumental in developing and managing the firm's compliance functions.
Previously, he filled a variety of roles at the US Securities and Exchange Commission, inspecting more than 100 investment firms.
His most recent role at the SEC was as branch chief, overseeing their mutual fund and advisor inspection programs in the Southeastern US.
Mr. Crossan is a CPA, licensed in 2002 in the state of Georgia.
He holds a BS in accountancy from Arizona State University.
Anciens postes connus de Chris S. Crossan
| Sociétés | Poste | Fin |
|---|---|---|
Invesco Advisers, Inc.
Invesco Advisers, Inc. Investment ManagersFinance Invesco Advisers provides a variety of services across a broad spectrum of investment strategies, sectors and asset classes. The firm utilizes several different methodologies, each predicated on a rigorous, bottom-up, value-oriented security selection process. | Corporate Officer/Principal | 31/12/2003 |
Dimensional Fund Advisors LP
Dimensional Fund Advisors LP Investment ManagersFinance Dimensional manages equity and fixed income securities based on fundamental analysis with limited technical analysis. In constructing an equity investment portfolio, the firm generally identifies a broadly diversified universe of eligible securities with defined risk and return characteristics. For fixed-income investment portfolios, Dimensional generally identifies a broadly diversified universe of eligible securities with defined maturity ranges and credit quality characteristics. | Compliance Officer | - |
Formation de Chris S. Crossan
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Entreprise privées
Sociétés liées
| Entreprise privées | 3 |
|---|---|
Dimensional Fund Advisors LP
Dimensional Fund Advisors LP Investment ManagersFinance Dimensional manages equity and fixed income securities based on fundamental analysis with limited technical analysis. In constructing an equity investment portfolio, the firm generally identifies a broadly diversified universe of eligible securities with defined risk and return characteristics. For fixed-income investment portfolios, Dimensional generally identifies a broadly diversified universe of eligible securities with defined maturity ranges and credit quality characteristics. | Finance |
Invesco Advisers, Inc.
Invesco Advisers, Inc. Investment ManagersFinance Invesco Advisers provides a variety of services across a broad spectrum of investment strategies, sectors and asset classes. The firm utilizes several different methodologies, each predicated on a rigorous, bottom-up, value-oriented security selection process. | Finance |
Arizona State University
Arizona State University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
















