David Michael Harris
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Profil
Mr. David M.
Harris is a Senior Managing Director at USCA RIA LLC.
He is responsible for over $900 million in assets for high net worth clients.
He has more than three decades of professional experience in managing complex financial strategies emphasizing capital preservation while maximizing long-term appreciation.
Mr. Harris was previously employed as a Financial Advisor by UBS Financial Services, Inc., a Principal by Smith Barney & Co., Inc., and a Principal by Drexel Burnham Lambert, Inc. He honors include Financial Advisor of the Year (Financial Advisor Magazine), Barron's Top 1000, and he has been recognized as one of Houston’s top three wealth managers by the Houston Business Journal.
His articles have been published by the Financial Times of London, Research, Ticker, and Financial Planning magazines.
He has been interviewed by publications ranging from L'Economie to the Houston Chronicle and Sacramento Bee, and has appeared as a financial expert on television and radio.
Mr. Harris attended Swarthmore College and Kalamazoo College and earned his CIMA (Certified Investment Management Analyst) certification from the Wharton School of Business.
Anciens postes connus de David Michael Harris
| Sociétés | Poste | Fin |
|---|---|---|
USCA RIA LLC
 USCA RIA LLC Investment ManagersFinance USCA RIA LLC is a sec-registered investment advisor headquartered in Houston, Texas. The firm is a wholly-owned subsidiary of US Capital Advisors LLC, a Texas-based financial services firm. The firm was founded in 2010 and they are a wholly-owned subsidiary of US Capital Advisors LLC. USCA RIA offers investment advisory services to individuals, trusts, estates, charitable organizations and other business entities. The firm is the sponsor of a wrap fee program referred to as the USCA RIA LLC Managed Account Solutions Program. | Gestionnaire de Portefeuille-Actions | 30/06/2021 |
UBS Financial Services, Inc.
 UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Corporate Officer/Principal | 30/11/2010 |
| Smith Barney & Co., Inc. | Corporate Officer/Principal | 31/12/2003 |
| Drexel Burnham Lambert, Inc. | Corporate Officer/Principal | 31/12/1988 |
Formation de David Michael Harris
| Kalamazoo College | Undergraduate Degree |
| Swarthmore College | Undergraduate Degree |
Expériences
Fonctions occupées
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Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
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Sociétés liées
| Entreprise privées | 4 |
|---|---|
UBS Financial Services, Inc.
UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Finance |
| Drexel Burnham Lambert, Inc. | Process Industries |
| Smith Barney & Co., Inc. | Finance |
USCA RIA LLC
USCA RIA LLC Investment ManagersFinance USCA RIA LLC is a sec-registered investment advisor headquartered in Houston, Texas. The firm is a wholly-owned subsidiary of US Capital Advisors LLC, a Texas-based financial services firm. The firm was founded in 2010 and they are a wholly-owned subsidiary of US Capital Advisors LLC. USCA RIA offers investment advisory services to individuals, trusts, estates, charitable organizations and other business entities. The firm is the sponsor of a wrap fee program referred to as the USCA RIA LLC Managed Account Solutions Program. | Finance |