Profil
Ms. Kathy J.
Lewis is Chief Compliance Officer & Vice President at First Affirmative Financial Network.
She joined First Affirmative Financial Network in 1990 as an administrative assistant.
Combining administrative skills and knowledge of the business, she quickly assumed a much larger role and broader responsibilities, first as Operations Manager and then Assistant Branch Manager of the Walnut Street Securities, Inc. branch office.
These duties included the conversion of client accounts to the First Affirmative division of Walnut Street Advisers, Inc. following the sale of First Affirmative.
As Assistant Branch Manager, she assumed a majority of the compliance supervision responsibilities for the First Affirmative field force while the company operated as a wholly owned subsidiary of Walnut Street (1995-1999).
Ms. Lewis graduated from the University of Colorado at Colorado Springs in 1986 with a Bachelor of Arts degree in English, specializing in Medieval Literature.
Anciens postes connus de Kathy Joy Lewis
| Sociétés | Poste | Fin |
|---|---|---|
Walnut Street Securities, Inc.
Walnut Street Securities, Inc. Investment ManagersFinance Profile Unavailabl | Corporate Officer/Principal | - |
Formation de Kathy Joy Lewis
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Entreprise privées
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Relations au 1er degré
Entreprises liées au 1er degré
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Sociétés liées
| Entreprise privées | 2 |
|---|---|
Walnut Street Securities, Inc.
Walnut Street Securities, Inc. Investment ManagersFinance Profile Unavailabl | Finance |
The University of Colorado
The University of Colorado Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
















