Profil
Mr. Kuni M.
Chen, CFA, is Executive Director & Lead Equity Research Analyst at UBS Securities LLC.
He joined the firm in January 2014.
He was previously employed as Senior Vice President by Wellington Shields & Co. LLC, a Managing Director by CRT Capital Group LLC, Vice President by Banc of America Securities LLC, and Miller Tabak + Co. LLC, Senior Director by Merrill Lynch, Pierce, Fenner & Smith, Inc., Equity Research Associate by Salomon Smith Barney, Inc., Market Research Analyst by First Empire State Corp., and a Research Analyst by Banc of America Securities LLC.
Mr. Chen received his Bachelor of Arts, Economics & Political Science (Double Major) degree from Middlebury College in 1993.
Anciens postes connus de Kuni Chen
| Sociétés | Poste | Fin |
|---|---|---|
UBS Securities LLC
UBS Securities LLC Investment Banks/BrokersFinance Provides brokerage services | Analyst-Equity | 01/10/2014 |
Wellington Shields & Co. LLC
Wellington Shields & Co. LLC Investment Banks/BrokersFinance Provides brokerage services | Analyst-Equity | 31/12/2013 |
CRT Capital Group LLC
CRT Capital Group LLC Investment Banks/BrokersFinance Provides brokerage services | Analyst-Equity | 31/03/2013 |
Merrill Lynch, Pierce, Fenner & Smith, Inc. /Old/
Merrill Lynch, Pierce, Fenner & Smith, Inc. /Old/ Investment Banks/BrokersFinance Provides brokerage services | Analyst-Equity | - |
Banc of America Securities LLC
Banc of America Securities LLC Investment Banks/BrokersFinance Provides brokerage services | Analyst-Equity | 31/12/2008 |
Formation de Kuni Chen
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
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Relations au 1er degré
Entreprises liées au 1er degré
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Sociétés liées
| Entreprise privées | 9 |
|---|---|
Merrill Lynch, Pierce, Fenner & Smith, Inc. /Old/
Merrill Lynch, Pierce, Fenner & Smith, Inc. /Old/ Investment Banks/BrokersFinance Provides brokerage services | Finance |
UBS Securities LLC
UBS Securities LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
Miller Tabak + Co. LLC
Miller Tabak + Co. LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
First Empire State Corp.
First Empire State Corp. Financial ConglomeratesFinance Bank holding company | Finance |
Banc of America Securities LLC
Banc of America Securities LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
CRT Capital Group LLC
CRT Capital Group LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
Middlebury College
Middlebury College Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Salomon Smith Barney, Inc.
Salomon Smith Barney, Inc. Investment Banks/BrokersFinance Provides investment banking services | Finance |
Wellington Shields & Co. LLC
Wellington Shields & Co. LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
















