![Michael Whitaker](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Michael Whitaker
Compliance Officer chez
The North Carolina Capital Management Trust
Profil
Michael H.
Whitaker is currently the Chief Compliance Officer at The North Carolina Capital Management Trust since 2008.
Previously, he held the same position at Allspring Income Opportunities Fund from 2016 to 2021, Allspring Multi-Sector Income Fund from 2016 to 2021, and Massachusetts Financial Services Co. from 2004 to 2006.
He also worked as a Compliance Officer at Fidelity Investments Money Management, Inc. from 2014 to 2016, FMR Co., Inc. from 2014 to 2016, and Fidelity Investments, Inc. from 2007 to 2016.
Additionally, he served as the Chief Compliance Officer & Senior Vice President at Massachusetts Financial Services Co. from 2006 to 2006 and as the Chief Compliance Officer at Allspring Utilities & High Income Fund and Allspring Global Dividend Opportunity Fund.
Postes actifs de Michael Whitaker
| Sociétés | Poste | Début |
|---|---|---|
The North Carolina Capital Management Trust
 The North Carolina Capital Management Trust Investment Trusts/Mutual FundsMiscellaneous Provides trust services | Compliance Officer | 01/01/2008 |
Anciens postes connus de Michael Whitaker
| Sociétés | Poste | Fin |
|---|---|---|
| WELLS FARGO ADVANTAGE FUNDS - ALLSPRING INCOME OPPORTUNITIES FUND | Compliance Officer | 02/01/2021 |
| ALLSPRING MULTI-SECTOR INCOME FUND | Compliance Officer | 01/01/2021 |
FMR Co., Inc.
 FMR Co., Inc. Investment ManagersFinance FMRC invests in securities of companies engaged in a variety of economic sectors and industries that are domiciled in the US and outside the US (in developed, emerging and frontier markets), in stocks with growth or value characteristics, and in companies with market capitalizations of all sizes. The firm uses a variety of methods of security analysis to select investments in managing client assets, including fundamental analysis, quantitative analysis, technical analysis, cyclical analysis, and factor-based analysis. They may also use general macro-economic analysis as a component of its security analysis methods. FMRC use a wide variety of investment strategies in managing client assets according to client investment objectives. | Compliance Officer | 01/01/2016 |
Fidelity Investments Money Management, Inc.
 Fidelity Investments Money Management, Inc. Investment ManagersFinance FIMM uses a wide variety of investment strategies in managing client assets according to client investment objectives. Margin may be required in connection with certain client futures and options transactions or in connection with short sales. The firm does not engage in the purchase of securities on margin, except it may do so in connection with clearance and settlement of securities transactions. The extent to which any of these strategies is used on behalf of any one client is based on that client’s investment objective, policies and restrictions. FIMM may engage in cleared and non-cleared swap transactions and swaptions, including interest rate, total return and credit default swaps; written covered call options; futures transactions, currency spot and forward trading and other currency related derivatives. | Compliance Officer | 01/01/2016 |
Fidelity Investments, Inc.
 Fidelity Investments, Inc. Financial ConglomeratesFinance Provides retail investment services | Compliance Officer | 01/01/2016 |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
59
Relations au 1er degré
9
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 9 |
|---|---|
Massachusetts Financial Services Co.
 Massachusetts Financial Services Co. Investment ManagersFinance MFS focuses on identifying businesses with durable, long-term value through their active investment platform. The firm uses various methods to evaluate securities, including fundamental analysis and quantitative analysis. | Finance |
The North Carolina Capital Management Trust
The North Carolina Capital Management Trust Investment Trusts/Mutual FundsMiscellaneous Provides trust services | Miscellaneous |
Fidelity Investments Money Management, Inc.
Fidelity Investments Money Management, Inc. Investment ManagersFinance FIMM uses a wide variety of investment strategies in managing client assets according to client investment objectives. Margin may be required in connection with certain client futures and options transactions or in connection with short sales. The firm does not engage in the purchase of securities on margin, except it may do so in connection with clearance and settlement of securities transactions. The extent to which any of these strategies is used on behalf of any one client is based on that client’s investment objective, policies and restrictions. FIMM may engage in cleared and non-cleared swap transactions and swaptions, including interest rate, total return and credit default swaps; written covered call options; futures transactions, currency spot and forward trading and other currency related derivatives. | Finance |
FMR Co., Inc.
FMR Co., Inc. Investment ManagersFinance FMRC invests in securities of companies engaged in a variety of economic sectors and industries that are domiciled in the US and outside the US (in developed, emerging and frontier markets), in stocks with growth or value characteristics, and in companies with market capitalizations of all sizes. The firm uses a variety of methods of security analysis to select investments in managing client assets, including fundamental analysis, quantitative analysis, technical analysis, cyclical analysis, and factor-based analysis. They may also use general macro-economic analysis as a component of its security analysis methods. FMRC use a wide variety of investment strategies in managing client assets according to client investment objectives. | Finance |
Allspring Utilities & High Income Fund
 Allspring Utilities & High Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Allspring Global Dividend Opportunity Fund
 Allspring Global Dividend Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Allspring Income Opportunities Fund
 Allspring Income Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Allspring Multi-Sector Income Fund
 Allspring Multi-Sector Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Fidelity Investments, Inc.
Fidelity Investments, Inc. Financial ConglomeratesFinance Provides retail investment services | Finance |
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