Profil
Shawn M.
Mihal is currently the President at Waddell & Reed LLC since 2017 and the Senior VP & Chief Regulatory Officer at Ivy Distributor, Inc. since 2015.
Previously, he worked as the Senior Vice President-Wealth Management at Waddell & Reed Financial, Inc. He also served as the Chief Compliance Officer at MM Ascend Life Investor Services LLC from 2004 to 2010 and as the Chief Compliance Officer & Vice President at Transamerica Financial Advisors, Inc. from 2010 to 2015.
Mr. Mihal completed his undergraduate degree at the University of Cincinnati (Ohio).
Postes actifs de Shawn M. Mihal
| Sociétés | Poste | Début |
|---|---|---|
Ivy Distributor, Inc.
 Ivy Distributor, Inc. Investment Banks/BrokersFinance Part of Macquarie Group Ltd., Ivy Distributor, Inc. is a company based in Overland Park, KS. | Conseiller Juridique Général | 01/03/2015 |
Waddell & Reed LLC
 Waddell & Reed LLC Investment ManagersFinance Waddell & Reed LLC operates as an asset management and financial planning company. It serves the financial needs of families, individuals and businesses. The company was founded by Chauncey Waddell and Cameron Reed in 1937 and is headquartered in Overland Park, KS. | President | 22/11/2017 |
Anciens postes connus de Shawn M. Mihal
| Sociétés | Poste | Fin |
|---|---|---|
| WADDELL & REED FINANCIAL, INC. | Corporate Officer/Principal | 30/04/2021 |
Transamerica Financial Advisors, Inc.
 Transamerica Financial Advisors, Inc. Investment ManagersFinance Transamerica Financial Advisors, Inc. (TFA) is a dually registered investment advisor and broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1991 and is directly owned by AUSA Holding LLC, ultimately held by AEGON NV (NYSE: AEG, AMS: AGN), an international life insurance, pensions and asset management company based in The Netherlands. TFA provides investment advisory services to individuals, employer retirement plans, corporations or other businesses, trusts, estates and charitable organizations. | Compliance Officer | 01/03/2015 |
MM Ascend Life Investor Services LLC
 MM Ascend Life Investor Services LLC Investment ManagersFinance Part of Massachusetts Mutual Life Insurance Co., MM Ascend Life Investor Services LLC is a company that provides investment advice. The company is based in Cincinnati, OH. MM Ascend Life Investor Services was acquired by Lincoln Investment Planning, Inc. from American Financial Group Ltd. on September 01, 2010. | Compliance Officer | 01/08/2010 |
Formation de Shawn M. Mihal
| University of Cincinnati (Ohio) | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 5 |
|---|---|
Waddell & Reed LLC
Waddell & Reed LLC Investment ManagersFinance Waddell & Reed LLC operates as an asset management and financial planning company. It serves the financial needs of families, individuals and businesses. The company was founded by Chauncey Waddell and Cameron Reed in 1937 and is headquartered in Overland Park, KS. | Finance |
Waddell & Reed Financial, Inc.
 Waddell & Reed Financial, Inc. Investment Banks/BrokersFinance Waddell & Reed Financial, Inc. provides investment advisory, investment management, investment product underwriting, distribution and administrative services. It operates through distinct distribution business channels: Unaffiliated channel, Wealth Management channel and Institutional channel. The company was founded by Chauncey Waddell and Cameron Reed in 1937 and is headquartered in Overland Park, KS. | Finance |
MM Ascend Life Investor Services LLC
MM Ascend Life Investor Services LLC Investment ManagersFinance Part of Massachusetts Mutual Life Insurance Co., MM Ascend Life Investor Services LLC is a company that provides investment advice. The company is based in Cincinnati, OH. MM Ascend Life Investor Services was acquired by Lincoln Investment Planning, Inc. from American Financial Group Ltd. on September 01, 2010. | Finance |
Ivy Distributor, Inc.
Ivy Distributor, Inc. Investment Banks/BrokersFinance Part of Macquarie Group Ltd., Ivy Distributor, Inc. is a company based in Overland Park, KS. | Finance |
Transamerica Financial Advisors, Inc.
Transamerica Financial Advisors, Inc. Investment ManagersFinance Transamerica Financial Advisors, Inc. (TFA) is a dually registered investment advisor and broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1991 and is directly owned by AUSA Holding LLC, ultimately held by AEGON NV (NYSE: AEG, AMS: AGN), an international life insurance, pensions and asset management company based in The Netherlands. TFA provides investment advisory services to individuals, employer retirement plans, corporations or other businesses, trusts, estates and charitable organizations. | Finance |
