Profil
Ms. Susan A. Mathews is a General Counsel at Integrity Research Associates LLC.
She joined Integrity Research in 2011 to head up its compliance practice.
She brings a decade of experience in the U.S.
Securities and Exchange Commission Division of Enforcement.
She began her S.E.C.
career as Senior Counsel and Deputy Ethics Liaison for the Office of Chief Counsel in the Enforcement Division, before being asked to be the regulatory liaison for the Global Research Analyst Settlement.
In this capacity, she was the point of contact for the twelve investment banks and their independent consultants implementing the independent research provisions of the Settlement.
Ms. Mathews has a J.D.
from Georgetown University and a B.A. from Hamilton College.
Anciens postes connus de Susan A. Mathews
| Sociétés | Poste | Fin |
|---|---|---|
Integrity Research Associates LLC
Integrity Research Associates LLC Investment ManagersFinance Provides investment research | Compliance Officer | - |
Formation de Susan A. Mathews
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Sociétés liées
| Entreprise privées | 3 |
|---|---|
Hamilton College (New York)
Hamilton College (New York) Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Integrity Research Associates LLC
Integrity Research Associates LLC Investment ManagersFinance Provides investment research | Finance |
Georgetown University
Georgetown University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
















