Thomas M. Selman
Compliance Officer chez Financial Industry Regulatory Authority, Inc.
Profil
Thomas M.
Selman currently works at Financial Industry Regulatory Authority, Inc., as EVP-Regulatory Policy & Legal Compliance Officer from 2014.
Mr. Selman received his undergraduate degree from Rice University and graduate degree from The University of Texas at Austin.
Postes actifs de Thomas M. Selman
| Sociétés | Poste | Début |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Compliance Officer | 29/05/2014 |
Formation de Thomas M. Selman
| Rice University | Undergraduate Degree |
| The University of Texas at Austin | Graduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 1 |
|---|---|
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Finance |
