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Bradley Swenson
Compliance Officer chez
REAVES UTILITY INCOME FUND
Profil
Bradley John Swenson is Director-Compliance Services at Paralel Technologies LLC since 2022.
Mr. Swenson is President & Chief Compliance Officer at Paralel Distributors LLC since 2022.
Mr. Swenson is Chief Compliance Officer at Reaves Utility Income Fund since 2022.
Mr. Swenson is Chief Compliance Officer at Clough Global Dividend & Income Fund since 2023.
Mr. Swenson is Chief Compliance Officer at Clough Global Equity Fund since 2023.
Mr. Swenson is Chief Compliance Officer at Clough Global Opportunities Fund since 2023.
Mr. Swenson was President & Chief Executive Officer at Clough Global Dividend & Income Fund.
Mr. Swenson was President & Chief Executive Officer at Clough Global Opportunities Fund.
Mr. Swenson was President at ALPS Funds Services, Inc. from 2019 to 2021.
Mr. Swenson was Chief Operating Officer at ALPS Holdings, Inc. from 2015 to 2019.
Mr. Swenson was President at TruePeak Consulting LLC from 2021 to 2022.
Mr. Swenson was President at Clough Global Equity Fund.
Mr. Swenson was Treasurer at RiverNorth Opportunities Fund Inc.
Postes actifs de Bradley Swenson
| Sociétés | Poste | Début |
|---|---|---|
| REAVES UTILITY INCOME FUND | Compliance Officer | 19/09/2022 |
| CLOUGH GLOBAL OPPORTUNITIES FUND | Compliance Officer | 17/04/2023 |
| CLOUGH GLOBAL EQUITY FUND | Compliance Officer | 17/04/2023 |
| CLOUGH GLOBAL DIVIDEND AND INCOME FUND | Compliance Officer | 17/04/2023 |
Paralel Technologies LLC
 Paralel Technologies LLC Information Technology ServicesTechnology Services Founded in 2020, Paralel Technologies LLC is a financial services firm specializing in asset management support through innovative, cloud-native technology. The private company is based in Boulder, CO. The company provides fund accounting, fund administration, legal and tax administration, transfer agent services, fund chief compliance officer (CCO) services, and distribution services. Paralel utilizes a proprietary technology platform to enhance data management and back-office operations efficiency. It also offers the Elevation Series Trust, a series trust solution designed to streamline fund launches and reduce associated costs. | Compliance Officer | 01/05/2022 |
Paralel Distributors LLC
 Paralel Distributors LLC Miscellaneous Commercial ServicesCommercial Services Provides fund accounting, legal and tax administration & transfer agent services | President | 01/05/2022 |
Anciens postes connus de Bradley Swenson
| Sociétés | Poste | Fin |
|---|---|---|
ALPS Funds Services, Inc.
 ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous Provides back office services for mutual fund investments | President | 01/06/2021 |
ALPS Holdings, Inc.
 ALPS Holdings, Inc. Investment ManagersFinance Provides financial asset servicing services and asset gathering solutions | Directeur des opérations | 01/01/2019 |
| CLOUGH GLOBAL EQUITY FUND | President | - |
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Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
25
Relations au 1er degré
9
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 9 |
|---|---|
ALPS Funds Services, Inc.
ALPS Funds Services, Inc. Investment Trusts/Mutual FundsMiscellaneous Provides back office services for mutual fund investments | Miscellaneous |
Reaves Utility Income Fund
 Reaves Utility Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Dividend & Income Fund
 Clough Global Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Equity Fund
 Clough Global Equity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Opportunities Fund
 Clough Global Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
RiverNorth Opportunities Fund Inc.
 RiverNorth Opportunities Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
ALPS Holdings, Inc.
ALPS Holdings, Inc. Investment ManagersFinance Provides financial asset servicing services and asset gathering solutions | Finance |
Paralel Technologies LLC
Paralel Technologies LLC Information Technology ServicesTechnology Services Founded in 2020, Paralel Technologies LLC is a financial services firm specializing in asset management support through innovative, cloud-native technology. The private company is based in Boulder, CO. The company provides fund accounting, fund administration, legal and tax administration, transfer agent services, fund chief compliance officer (CCO) services, and distribution services. Paralel utilizes a proprietary technology platform to enhance data management and back-office operations efficiency. It also offers the Elevation Series Trust, a series trust solution designed to streamline fund launches and reduce associated costs. | Technology Services |
Paralel Distributors LLC
Paralel Distributors LLC Miscellaneous Commercial ServicesCommercial Services Provides fund accounting, legal and tax administration & transfer agent services | Commercial Services |
