Chad Conwell
Compliance Officer chez FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC.
Profil
Mr. Chad C.
Conwell is a Secretary, Chief Compliance Officer & VP at Flaherty & Crumrine Dynamic Preferred & Income Fund, Inc., a Secretary, Chief Compliance Officer & VP at Flaherty & Crumrine Preferred & Income Fund, Inc., a Secretary, Chief Compliance Officer & VP at Flaherty & Crumrine Preferred & Income Opportunity Fund, Inc., a Secretary, Chief Compliance Officer & VP at Flaherty & Crumrine Total Return Fund, Inc., an Executive Vice President, Chief Legal Officer & Chief Compliance Officer at Flaherty & Crumrine, Inc. and a Secretary, Chief Compliance Officer & VP at Flaherty & Crumrine Preferred & Income Securities Fund, Inc.
Previously, Mr. Conwell practiced at Paul, Hastings, Janofsky & Walker LLP, a global law firm, for more than six years in the areas of corporate finance and investment management regulation.
Mr. Conwell earned his B.A.
from the University of California at Berkeley and his J.D.
from the Georgetown University Law Center.
Postes actifs de Chad Conwell
| Sociétés | Poste | Début |
|---|---|---|
| FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC. | Compliance Officer | 01/07/2005 |
| FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INC. | Compliance Officer | 01/07/2005 |
| FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INC. | Compliance Officer | 01/01/2005 |
| FLAHERTY & CRUMRINE TOTAL RETURN FUND INC. | Compliance Officer | 01/06/2005 |
| FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INC. | Compliance Officer | 10/10/2012 |
Flaherty & Crumrine, Inc.
 Flaherty & Crumrine, Inc. Investment ManagersFinance Flaherty & Crumrine, Inc. is an independent, SEC-registered investment advisor headquartered in Pasadena, California. The firm was founded by Robert Flaherty and Donald Crumrine in 1983. Flaherty & Crumrine offers investment supervisory services to corporations and other business entities, charitable organizations, closed-end funds, mutual funds and similar pooled investment vehicles and individuals. | Compliance Officer | 01/01/2005 |
Anciens postes connus de Chad Conwell
| Sociétés | Poste | Fin |
|---|---|---|
Paul, Hastings, Janofsky & Walker LLP
 Paul, Hastings, Janofsky & Walker LLP Miscellaneous Commercial ServicesCommercial Services Paul, Hastings, Janofsky & Walker LLP provides legal solutions to financial institutions. Founded in Los Angeles, California in 1951, the firm operates in Asia, Europe, and the United States. | Corporate Officer/Principal | 30/06/2005 |
Formation de Chad Conwell
| University of California, Berkeley | Undergraduate Degree |
| Georgetown University Law Center | Graduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 7 |
|---|---|
Flaherty & Crumrine Preferred & Income Fund, Inc.
 Flaherty & Crumrine Preferred & Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Flaherty & Crumrine Preferred Income Fund, Inc. is a closed-end diversified investment company. It focuses on its investments in the financial sector such as bank, thrifts and mortgage finance, diversified financial services, finance, consumer finance, capital markets, asset management and custody, investment banking and brokerage, insurance, insurance brokers, and real estate investment trust industries. The funds investment objective is to provide its common shareholders with high current income consistent with the preservation of capital. The company was founded on September 28, 1990 and is headquartered in Pasadena, CA. | Miscellaneous |
Flaherty & Crumrine Preferred & Income Opportunity Fund, Inc.
 Flaherty & Crumrine Preferred & Income Opportunity Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Flaherty & Crumrine Preferred & Income Opportunity Fund, Inc. is a closed-end investment company, which engages in the investment in preferred stocks. It concentrates its investments in the financial services sector. The company was founded on December 10, 1991 and is headquartered in Pasadena, CA. | Miscellaneous |
Paul, Hastings, Janofsky & Walker LLP
Paul, Hastings, Janofsky & Walker LLP Miscellaneous Commercial ServicesCommercial Services Paul, Hastings, Janofsky & Walker LLP provides legal solutions to financial institutions. Founded in Los Angeles, California in 1951, the firm operates in Asia, Europe, and the United States. | Commercial Services |
Flaherty & Crumrine, Inc.
Flaherty & Crumrine, Inc. Investment ManagersFinance Flaherty & Crumrine, Inc. is an independent, SEC-registered investment advisor headquartered in Pasadena, California. The firm was founded by Robert Flaherty and Donald Crumrine in 1983. Flaherty & Crumrine offers investment supervisory services to corporations and other business entities, charitable organizations, closed-end funds, mutual funds and similar pooled investment vehicles and individuals. | Finance |
Flaherty & Crumrine Preferred & Income Securities Fund, Inc.
 Flaherty & Crumrine Preferred & Income Securities Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Flaherty & Crumrine Preferred & Income Securities Fund, Inc. is a mutual fund, closed-end investment. Its objective is to provide high current income for holders of its common stock consistent with preservation of capital. The company was founded on May 23, 2002 and is headquartered in Pasadena, CA. | Miscellaneous |
Flaherty & Crumrine Total Return Fund, Inc.
 Flaherty & Crumrine Total Return Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Flaherty & Crumrine Total Return Fund, Inc. is a closed-end investment fund. Its investment objective is to provide high current income for holders of its common stock. The company invests in traditional preferred stock, trust preferred securities, and hybrid securities that have characteristics of both equity, and debt securities. Flaherty & Crumrine Total Return Fund was founded on August 26, 2003 and is headquartered in Pasadena, CA. | Miscellaneous |
Flaherty & Crumrine Dynamic Preferred & Income Fund, Inc.
 Flaherty & Crumrine Dynamic Preferred & Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Flaherty & Crumrine Dynamic Preferred & Income Fund, Inc. is a diversified and closed-end management company. It invests in the portfolio of preferred and other income-producing securities. The firm aims to seek total return and to provide high income. The company was founded on October 10, 2012 and is headquartered in Pasadena, CA. | Miscellaneous |
