Dan Arnold
Chief Executive Officer chez LPL FINANCIAL HOLDINGS INC.
Fortune : 37 M $ au 31/03/2024
Profil
M. Dan H. Arnold est président et directeur général de LPL Financial LLC, président, directeur général et administrateur de LPL Financial Holdings, Inc. et président et administrateur de LPL Holdings, Inc. Il est membre du conseil d'administration de LPL Financial Holdings, Inc, de Bank Insurance & Securities Association et de LPL Holdings, Inc. Il occupe le poste de président du cabinet depuis mars 2015, avec la responsabilité de nos principales fonctions de contact avec la clientèle et de notre stratégie de croissance à long terme. Il a occupé le poste de directeur financier du cabinet de juin 2012 à mars 2015 et était chargé de formuler la politique financière, de diriger nos efforts de gestion du capital et d'assurer l'efficacité des fonctions financières de l'organisation. Avant 2012, il était directeur général, responsable de la stratégie, chargé de la planification stratégique à long terme de la société, du développement des produits et des plateformes, et des investissements stratégiques, y compris les acquisitions. Il a également occupé le poste de président de division de nos services aux institutions. Il a rejoint la société en janvier 2007 après l'acquisition d'UVEST Financial Services Group, Inc. (UVEST). Auparavant, M. Arnold a travaillé chez UVEST pendant 13 ans, occupant dernièrement le poste de président et directeur de l'exploitation. D'avril 2015 à juillet 2018, il a siégé au conseil d'administration de la Securities Industry and Financial Markets Association. M. Arnold a obtenu un baccalauréat en génie électrique de l'Université d'Auburn et est titulaire d'un M.B.A. en finance de l'Université d'État de Géorgie.
Détentions connues dans des sociétés publiques
| Société | Date | Nombre d'actions | Valorisation | Date de valorisation |
|---|---|---|---|---|
| 26/02/2024 | 141 810 ( 0,19% ) | 37 M $ | 31/03/2024 |
Postes actifs de Dan Arnold
| Sociétés | Poste | Début |
|---|---|---|
| LPL FINANCIAL HOLDINGS INC. | Chief Executive Officer | 03/03/2017 |
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Chief Executive Officer | 01/01/2017 |
Bank Insurance & Securities Association
 Bank Insurance & Securities Association Miscellaneous Commercial ServicesCommercial Services Bank Insurance & Securities Association is a business association. The non-profit company is based in Washington. | Director/Board Member | - |
LPL Holdings, Inc.
 LPL Holdings, Inc. Investment ManagersFinance LPL Holdings, Inc. operates as a holding comany for LPL Financial Services. It provides investment advisory, marketing, administrative, distribution and information systems services to the independent financial advisor network in the United States through its subsidiaries. The company is headquartered in Boston, MA. | President | - |
American Securities Association
 American Securities Association Miscellaneous Commercial ServicesCommercial Services The American Securities Association is a non-profit organization that advocates for the interests of broker-dealers and investors. The non-profit company is based in Washington. The association recently sent a comment letter to the SEC regarding new mandates related to cybersecurity policies. The American company also supports Representative Pete Sessions ’ legislation codifying a U.S. Securities and Exchange Commission (SEC) staff no-action letter that allows brokers-dealers to continue to be compensated for providing research services without registering as investment advisers. The association works in communities across the country to create jobs, grow the economy, and increase prosperity for all Americans. | Director/Board Member | 01/04/2019 |
Anciens postes connus de Dan Arnold
| Sociétés | Poste | Fin |
|---|---|---|
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Director/Board Member | 01/07/2018 |
UVEST Financial Services Group, Inc.
 UVEST Financial Services Group, Inc. Finance/Rental/LeasingFinance UVEST Financial Services Group, Inc. provides third party brokerage services. It offers investment and insurance programs to regional banks and credit unions. The company was founded on June 19, 1978 and is headquartered in Fort Mill, SC. | President | 02/01/2007 |
| Optimum Fund Trust | Director/Board Member | - |
Arnold & Porter LLP
 Arnold & Porter LLP Miscellaneous Commercial ServicesCommercial Services Arnold & Porter LLP is engaged in the provision of legal services. It offers transactional, regulatory, and litigation services in the areas of antitrust and competition, appellate and supreme court, attorney liability, bankruptcy and corporate restructuring, compensation and benefits, congressional investigations, consumer product safety, consumer protection and advertising, corporate and securities, derivatives and commodities, financial services, government contracts, intellectual property, international arbitration, international trade, labor and employment, legislative and public policy, litigation, national and homeland security, private client services, product liability litigation, public international law, real estate, and white collar criminal defense. The company was founded by Thurman Wesley Arnold, Paul Aldermandt Porter, and Abraham Fortas in 1946 and is headquartered in Washington, DC. | Corporate Officer/Principal | - |
| ░░░░░░░░░ ░░░ | ░░░░░░░░░ ░░░░░░░░░░░░░░░░░ | - |
Formation de Dan Arnold
| Auburn University | Undergraduate Degree |
| Georgia State University | Masters Business Admin |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| LPL FINANCIAL HOLDINGS INC. | Finance |
| Entreprise privées | 9 |
|---|---|
Arnold & Porter LLP
Arnold & Porter LLP Miscellaneous Commercial ServicesCommercial Services Arnold & Porter LLP is engaged in the provision of legal services. It offers transactional, regulatory, and litigation services in the areas of antitrust and competition, appellate and supreme court, attorney liability, bankruptcy and corporate restructuring, compensation and benefits, congressional investigations, consumer product safety, consumer protection and advertising, corporate and securities, derivatives and commodities, financial services, government contracts, intellectual property, international arbitration, international trade, labor and employment, legislative and public policy, litigation, national and homeland security, private client services, product liability litigation, public international law, real estate, and white collar criminal defense. The company was founded by Thurman Wesley Arnold, Paul Aldermandt Porter, and Abraham Fortas in 1946 and is headquartered in Washington, DC. | Commercial Services |
BellSouth LLC
 BellSouth LLC Major TelecommunicationsCommunications BellSouth LLC operates as a telecommunications holding company. It provides wire line communication services including local exchange, network access, intra local access, and internet services. The firm also offers print and online directory advertising. The company was founded in 1983 and is headquartered in Atlanta, GA. | Communications |
UVEST Financial Services Group, Inc.
UVEST Financial Services Group, Inc. Finance/Rental/LeasingFinance UVEST Financial Services Group, Inc. provides third party brokerage services. It offers investment and insurance programs to regional banks and credit unions. The company was founded on June 19, 1978 and is headquartered in Fort Mill, SC. | Finance |
| Optimum Fund Trust | Miscellaneous |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Finance |
LPL Holdings, Inc.
LPL Holdings, Inc. Investment ManagersFinance LPL Holdings, Inc. operates as a holding comany for LPL Financial Services. It provides investment advisory, marketing, administrative, distribution and information systems services to the independent financial advisor network in the United States through its subsidiaries. The company is headquartered in Boston, MA. | Finance |
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Commercial Services |
Bank Insurance & Securities Association
Bank Insurance & Securities Association Miscellaneous Commercial ServicesCommercial Services Bank Insurance & Securities Association is a business association. The non-profit company is based in Washington. | Commercial Services |
American Securities Association
American Securities Association Miscellaneous Commercial ServicesCommercial Services The American Securities Association is a non-profit organization that advocates for the interests of broker-dealers and investors. The non-profit company is based in Washington. The association recently sent a comment letter to the SEC regarding new mandates related to cybersecurity policies. The American company also supports Representative Pete Sessions ’ legislation codifying a U.S. Securities and Exchange Commission (SEC) staff no-action letter that allows brokers-dealers to continue to be compensated for providing research services without registering as investment advisers. The association works in communities across the country to create jobs, grow the economy, and increase prosperity for all Americans. | Commercial Services |
