Rick Jone Seto

Analyst-Fixed Income chez Flaherty & Crumrine, Inc.

Profil

Mr. Rick J.
Seto, CFA, is a Managing Director & Vice President at Flaherty & Crumrine, Inc. He joined Flaherty & Crumrine in 2003 after spending eight years as an equity and fixed income analyst and eight years as a commercial bank lending officer.
He is a member of the firm’s credit committee, where his focus is on global banks, REITs and industrials.
From 1999 until joining Flaherty & Crumrine, Mr. Seto was an Associate Equity Analyst at UBS Investment Bank, where he covered natural gas pipelines, local distribution companies, electric utilities, and master limited partnerships.
Prior to UBS, he spent three years at Moody’s Investors Service as an Associate Analyst covering investment-grade Consumer Products and Retail companies.
From 1991-1996, he was an AVP and commercial lending officer at NatWest Bank with primary account and cross-sell responsibilities for a portfolio of consumer products, consumer finance and retail companies.
He was a member of the top-ranked Institutional Investor’s All-America Natural Gas Equity Research Team at UBS in 2003.
He began his career at Heller Financial Inc. as a financial analyst in asset-based lending.
Mr. Seto completed a formal credit-training program at NatWest Bank, and earned his B.S.
in Statistics and Econometrics from New York University.

Postes actifs de Rick Jone Seto

Sociétés	Poste	Début
Flaherty & Crumrine, Inc.	Analyst-Fixed Income	01/10/2003

Anciens postes connus de Rick Jone Seto

Sociétés	Poste	Fin
UBS Investment Bank (US)	Corporate Officer/Principal	30/09/2003
Moody's Investors Service, Inc.	Corporate Officer/Principal	30/09/1999
Fleet Bank, NA (Hartford, Connecticut)	Corporate Officer/Principal	01/09/1996
Heller Financial, Inc.	Corporate Officer/Principal	-