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Rodney Hathaway
Directeur en chef des Investissements chez
Waukesha State Bank (Wealth Management)
Profil
Mr. Duc R.
Hathaway, CFA MBA, is a Chief Investment Officer at Waukesha State Bank.
He oversees Waukesha State Bank Wealth Management’s investment portfolio.
This includes constructing, implementing and monitoring portfolios as well as leading Waukesha State Bank’s investment committee, providing daily oversight and guidance to Waukesha State Bank’s portfolio managers, and collaborating with the bank’s outside advisor platform to meet the long-term financial needs of clients.
He also oversees Wealth Management’s research and due diligence process and is responsible for articulating the firm’s investment philosophy.
He joined Waukesha State Bank Wealth Management in 2021 with over 30 years of experience in mutual fund management, portfolio construction, client communications, financial analysis, strategic consulting and business development.
Mr. Hathaway was previously employed as a Portfolio Manager by 1492 Capital Management LLC, a Vice President by Heartland Advisors, Inc., an Equity Research Analyst by Banc One Investment Advisors, an Equity Securities Analyst by Robert W.
Baird & Co., Inc., and a Co-Founder & President by Hathaway-Nguyen Capital Management, Inc.
He holds a Masters of Business Administration degree from The Ohio State University and a Bachelors of Business Administration degree in finance from the University of Wisconsin – Milwaukee.
In addition, he has earned the prestigious Chartered Financial Analyst (CFA) designation.
Postes actifs de Rodney Hathaway
| Sociétés | Poste | Début |
|---|---|---|
Waukesha State Bank (Wealth Management)
 Waukesha State Bank (Wealth Management) Investment ManagersFinance Waukesha State Bank Wealth Management employs a low-cost, fee-based investment approach. Their open-architecture approach allows for highly customized portfolio solutions, tailored to the clients’ distinctive needs. | Directeur en chef des Investissements | 01/10/2021 |
Anciens postes connus de Rodney Hathaway
| Sociétés | Poste | Fin |
|---|---|---|
1492 Capital Management LLC
 1492 Capital Management LLC Investment ManagersFinance 1492CM’s unique, bottom-up thematic approach to investing and their focus on absolute returns align their goals with those of their clients. | Gestionnaire de Portefeuille-Actions | 01/10/2021 |
Heartland Advisors, Inc.
 Heartland Advisors, Inc. Investment ManagersFinance Heartland Advisors is an active, value-based investor that aims to provide superior risk-adjusted returns and limit downside participation. The firm looks for under-researched, under-followed and under-valued securities for well-managed companies with strong balance sheets. They typically sell securities when they consider them to be overvalued relative to other investments. Portfolio managers and research analysts work side-by-side to apply a bottom-up approach that combines traditional fundamental analysis. | Analyst-Equity | 01/01/2007 |
Banc One Investment Advisors
 Banc One Investment Advisors Major BanksFinance A team of portfolio managers, research analysts and traders is responsible for the management of each equity portfolio. They employ a bottom-up approach, using proprietary research to analyze and evaluate securities on a stock-by-stock basis. The research process begins with a diverse universe of companies. For each company in the universe, analysts develop earnings and revenue estimates. The analysts use those forecasts to calculate 13 value, growth and risk variables, which are used to rank each stock. Using the forecast and ranking information, the analysts then code the stocks on a 5-point scale - from 1, which is the most attractive to 5, which is the least attractive. The equity teams review the recommendations and create an overall assessment of the stock. The teams select stocks for the portfolios that are attractively priced with improving fundamentals. In choosing fixed income securities, BOIA seeks to avoid market timing and interest rate speculation in favor of strategies providing more consistent value over time. The teams construct the portfolios by using a process that combines specific security selection with macro bond market factors. The firm's fixed income teams actively manage all aspects of the fixed income market using risk-management techniques to minimize volatility and add value through yield curve, sector, issue and duration decisions. | Analyst-Equity | 31/12/1996 |
Robert W. Baird & Co., Inc.
 Robert W. Baird & Co., Inc. Investment ManagersFinance Provides financial advisory, wealth, asset management and investment banking services | Corporate Officer/Principal | - |
Hathaway-Nguyen Capital Management, Inc.
 Hathaway-Nguyen Capital Management, Inc. Investment ManagersFinance Hathaway-Nguyen focuses on investment opportunities in Vietnam. They seek to link investors in the US with companies in Vietnam. Hathaway-Nguyen focuses first on fundamental research to understand each company's competitive strengths and management's capabilities. Each company is then ranked in a proprietary valuation model which ranks companies on the basis of valuation ratios and historical and projected growth in cash flow, sales and profits. The best companies in each category become candidates for addition to the portfolio. The firm employs a team of analysts both in Vietnam and the US to monitor the economic environment and external influences, understand the competitive factors in each industry and evaluate management capabilities and strengths. | Fondateur | - |
Formation de Rodney Hathaway
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
90
Relations au 1er degré
8
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 8 |
|---|---|
Heartland Advisors, Inc.
Heartland Advisors, Inc. Investment ManagersFinance Heartland Advisors is an active, value-based investor that aims to provide superior risk-adjusted returns and limit downside participation. The firm looks for under-researched, under-followed and under-valued securities for well-managed companies with strong balance sheets. They typically sell securities when they consider them to be overvalued relative to other investments. Portfolio managers and research analysts work side-by-side to apply a bottom-up approach that combines traditional fundamental analysis. | Finance |
Banc One Investment Advisors
Banc One Investment Advisors Major BanksFinance A team of portfolio managers, research analysts and traders is responsible for the management of each equity portfolio. They employ a bottom-up approach, using proprietary research to analyze and evaluate securities on a stock-by-stock basis. The research process begins with a diverse universe of companies. For each company in the universe, analysts develop earnings and revenue estimates. The analysts use those forecasts to calculate 13 value, growth and risk variables, which are used to rank each stock. Using the forecast and ranking information, the analysts then code the stocks on a 5-point scale - from 1, which is the most attractive to 5, which is the least attractive. The equity teams review the recommendations and create an overall assessment of the stock. The teams select stocks for the portfolios that are attractively priced with improving fundamentals. In choosing fixed income securities, BOIA seeks to avoid market timing and interest rate speculation in favor of strategies providing more consistent value over time. The teams construct the portfolios by using a process that combines specific security selection with macro bond market factors. The firm's fixed income teams actively manage all aspects of the fixed income market using risk-management techniques to minimize volatility and add value through yield curve, sector, issue and duration decisions. | Finance |
The Ohio State University
 The Ohio State University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
University of Wisconsin
 University of Wisconsin Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Robert W. Baird & Co., Inc.
Robert W. Baird & Co., Inc. Investment ManagersFinance Provides financial advisory, wealth, asset management and investment banking services | Finance |
Hathaway-Nguyen Capital Management, Inc.
Hathaway-Nguyen Capital Management, Inc. Investment ManagersFinance Hathaway-Nguyen focuses on investment opportunities in Vietnam. They seek to link investors in the US with companies in Vietnam. Hathaway-Nguyen focuses first on fundamental research to understand each company's competitive strengths and management's capabilities. Each company is then ranked in a proprietary valuation model which ranks companies on the basis of valuation ratios and historical and projected growth in cash flow, sales and profits. The best companies in each category become candidates for addition to the portfolio. The firm employs a team of analysts both in Vietnam and the US to monitor the economic environment and external influences, understand the competitive factors in each industry and evaluate management capabilities and strengths. | Finance |
1492 Capital Management LLC
1492 Capital Management LLC Investment ManagersFinance 1492CM’s unique, bottom-up thematic approach to investing and their focus on absolute returns align their goals with those of their clients. | Finance |
Waukesha State Bank (Wealth Management)
Waukesha State Bank (Wealth Management) Investment ManagersFinance Waukesha State Bank Wealth Management employs a low-cost, fee-based investment approach. Their open-architecture approach allows for highly customized portfolio solutions, tailored to the clients’ distinctive needs. | Finance |
