![Stephen Roman](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Stephen Roman
Compliance Officer chez
CION INVESTMENT CORPORATION
Fortune : 89 060 $ au 31/07/2026
Profil
Stephen Roman currently works at CION Investment Corp., as Secretary & Chief Compliance Officer from 2016, CFA Institute, as Member, CION Investment Management LLC, as Vice President from 2013, and Cion Grosvenor Infrastructure, as Chief Compliance Officer from 2023.
Mr. Roman received his undergraduate degree from New York University and graduate degree from Northwestern University School of Law.
Détentions connues dans des sociétés publiques
| Société | Date | Nombre d'actions | Valorisation | Date de valorisation |
|---|---|---|---|---|
CION INVESTMENT CORP. 0,03 % | 30/04/2026 | 14 943 ( 0,03 % ) | 89 060 $ | 31/07/2026 |
Postes actifs de Stephen Roman
| Sociétés | Poste | Début |
|---|---|---|
| CION INVESTMENT CORPORATION | Compliance Officer | 01/02/2016 |
CFA Institute
 CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals | Corporate Officer/Principal | - |
CION Investment Management LLC
 CION Investment Management LLC Investment ManagersFinance Provides investment advice | Corporate Officer/Principal | 01/08/2013 |
Formation de Stephen Roman
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
67
Relations au 1er degré
5
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 5 |
|---|---|
CION Investment Corp.
 CION Investment Corp. Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
New York University
 New York University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
CFA Institute
CFA Institute Miscellaneous Commercial ServicesCommercial Services Operates as an association of investment professionals | Commercial Services |
CION Investment Management LLC
CION Investment Management LLC Investment ManagersFinance Provides investment advice | Finance |
Northwestern University School of Law
 Northwestern University School of Law Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
