Andy Arno
Chairman chez ONCOCYTE CORPORATION
Fortune : 719 408 $ au 31/03/2024
Profil
Andrew Arno is the founder of Unterberg Capital LLC, which was founded in 2009.
He held the title of Vice Chairman & Chief Marketing Officer from 2009 to 2012.
Mr. Arno's current job(s) include being the Chairman, CEO, CFO & Secretary at ComHear, Inc. since 2017, Chairman at OncoCyte Corp.
since 2015, Independent Director at Smith Micro Software, Inc. since 2011, Independent Director at 22nd Century Group, Inc. since 2023, Director at Independa, Inc., Treasurer & Director at The Jewish Community Center in Manhattan, Inc., and Director at New York Service for the Handicapped.
Mr. Arno's former job(s) include being the Chairman & Chief Executive Officer at C.
E.
Unterberg, Towbin Advisors LP, Chairman & Chief Executive Officer at C.
E.
Unterberg, Towbin, Inc. from 1990 to 2007, Chairman & Chief Executive Officer at Collins Stewart LLC from 2007 to 2008, Vice Chairman at Merriman Holdings, Inc. from 2009 to 2011, Vice Chairman & Head-Equity Capital Markets at Merriman Capital, Inc., Vice Chairman at Chardan Capital Markets LLC from 2013 to 2015, Chairman at Collins Stewart LLC (Investment Management) from 2007 to 2008, Vice Chairman at Bradley Woods & Co. Ltd.
from 2013 to 2015, Vice Chairman at The Special Equities Group LLC, Managing Director at Emerging Growth Equities Ltd.
from 2013 to 2015, Independent Director at Asterias Biotherapeutics, Inc. from 2014 to 2019, Vice President at Lehman Brothers, Inc. from 1987 to 1989, President at Loewen, Ondaatje, McCutcheon USA Ltd., Vice President at L.
F.
Rothschild, Unterberg, Towbin, Inc. from 1981 to 1986, Vice President at Sabr Group, Inc. from 2013 to 2015, and President at Lomusa Ltd.
from 2009 to 2012.
Mr. Arno's education history includes undergraduate studies at George Washington University.
Détentions connues dans des sociétés publiques
| Société | Date | Nombre d'actions | Valorisation | Date de valorisation |
|---|---|---|---|---|
CREATD, INC.
19,82% | 18/03/2024 | 72 800 ( 19,82% ) | 326 872 $ | 31/03/2024 |
ONCOCYTE CORPORATION
1,02% | 11/04/2024 | 84 662 ( 1,02% ) | 248 060 $ | 31/03/2024 |
| 06/02/2024 | 385 105 ( 0,51% ) | 132 476 $ | 31/03/2024 | |
22ND CENTURY GROUP, INC.
0,23% | 05/01/2024 | 100 000 ( 0,23% ) | 12 000 $ | 31/03/2024 |
Postes actifs de Andy Arno
| Sociétés | Poste | Début |
|---|---|---|
| SMITH MICRO SOFTWARE, INC. | Director/Board Member | 27/07/2011 |
| ONCOCYTE CORPORATION | Chairman | 06/05/2022 |
| 22ND CENTURY GROUP, INC. | Director/Board Member | 19/07/2023 |
Independa, Inc.
 Independa, Inc. Packaged SoftwareTechnology Services Independa, Inc. provides software-based solution. It allows caregivers and family members to video chat, send Facebook messages and photos, set up appointments and medication reminders, and play games with their older loved ones. The firm also offers blood-pressure monitoring devices, scales and glucometers, and can serve as a door sensor and emergency-alert system. The company was founded by Kian Saneii in 2009 and is headquartered in San Diego, CA. | Director/Board Member | - |
ComHear, Inc.
 ComHear, Inc. Packaged SoftwareTechnology Services ComHear, Inc. provides audio technology products and services for consumer, enterprise, and professional applications. Its products are powered by MyBeam, a beam forming technology and KAP enhancement software which provides immersive 3-D audio soundscapes. The company was founded by Randy Granovetter in 2013 and is headquartered in San Diego, CA. | Chief Executive Officer | - |
| The Jewish Community Center in Manhattan, Inc. | Director/Board Member | - |
| New York Service for the Handicapped | Director/Board Member | - |
Anciens postes connus de Andy Arno
| Sociétés | Poste | Fin |
|---|---|---|
The Special Equities Group LLC
 The Special Equities Group LLC Investment Banks/BrokersFinance Part of Chardan Capital Markets LLC, The Special Equities Group LLC provides specialized merchant banking and brokerage services for emerging growth companies. Based in New York, NY, the company focuses on U.S.-listed emerging growth public companies, offering strategic advice and efficient funding solutions through their independent fund or discreet capital raising. With over a decade of client relationships and more than 250 transactions closed, The Special Equities Group has cultivated long-term, strategic relationships with co-investors who trust their honest advice and objective evaluations of investment opportunities. | Director/Board Member | 01/02/2023 |
| ASTERIAS BIOTHERAPEUTICS INC | Director/Board Member | 08/03/2019 |
| ░░░░░░░ ░░░░░ ░░░░░ ░░░ ░░░░ | ░░░░░░░░░░░░░░ ░░░░░░ | ░░░░░░░░░░ |
| ░░░░░░░ ░░░░░░░ ░░░░░░░ ░░░ | ░░░░░░░░░░░░░░ ░░░░░░ | ░░░░░░░░░░ |
| ░░░░░░░░ ░░░░░░ ░░░░░░░░ ░░░░ | ░░░░░ ░░░░░░░░░ ░░░░░░░ | ░░░░░░░░░░ |
Formation de Andy Arno
| George Washington University | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 4 |
|---|---|
| SMITH MICRO SOFTWARE, INC. | Technology Services |
| MERRIMAN HOLDINGS, INC. | Finance |
| 22ND CENTURY GROUP, INC. | Health Technology |
| ONCOCYTE CORPORATION | Health Technology |
| Entreprise privées | 20 |
|---|---|
Lehman Brothers, Inc.
 Lehman Brothers, Inc. Investment Banks/BrokersFinance A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues. | Finance |
C. E. Unterberg, Towbin Advisors LP
 C. E. Unterberg, Towbin Advisors LP Investment ManagersFinance C.E. Unterberg, Towbin Advisors LP (CEUTA) is an affiliate of C.E. Unterberg, Towbin and is a registered investment advisor. Based in New York City, the firm provides services for institutional and high net worth individual investors. | Finance |
Emerging Growth Equities Ltd.
 Emerging Growth Equities Ltd. Investment Banks/BrokersFinance Founded in 1999 by Gregory Berlacher, Emerging Growth Equities Ltd. is a full service investment banking and brokerage firm located in located in King of Prussia, Pennsylvania. The firm focuses on small-cap, emerging technology companies in high growth industries including: medical technology, healthcare services, semiconductor design and engineering, software products and consulting services and special situations. Emerging Growth Equities is a member of the NASD and the SIPC. | Finance |
Independa, Inc.
Independa, Inc. Packaged SoftwareTechnology Services Independa, Inc. provides software-based solution. It allows caregivers and family members to video chat, send Facebook messages and photos, set up appointments and medication reminders, and play games with their older loved ones. The firm also offers blood-pressure monitoring devices, scales and glucometers, and can serve as a door sensor and emergency-alert system. The company was founded by Kian Saneii in 2009 and is headquartered in San Diego, CA. | Technology Services |
Asterias Biotherapeutics, Inc.
 Asterias Biotherapeutics, Inc. BiotechnologyHealth Technology Asterias Biotherapeutics, Inc. is a clinical-stage biotechnology company, which focuses on developing and commercializing novel therapies in the emerging fields of cell therapy and regenerative medicine. Its product candidates include AST-OPC1, trial for spinal cord injuries; AST-VAC1, a patient specific cancer immunotherapy focused on acute myeloid leukemia; and AST-VAC2, a non-patient-specific cancer immunotherapy for non-small cell lung cancer. The company was founded on September 24, 2012 and is headquartered in Fremont, CA. | Health Technology |
C. E. Unterberg, Towbin, Inc.
 C. E. Unterberg, Towbin, Inc. Investment Banks/BrokersFinance C. E. Unterberg, Towbin is a global investment bank headquartered in New York City with additional offices in California and Israel. The firm provides investment banking, research and investment management services to emerging growth companies and investors in the technology, health care and defense, security and diversified technology sectors. C. E. Unterberg was founded in 1932 by Clarence Unterberg. In 1977, the firm merged with L. F. Rothschild to form L. F. Rothschild, Unterberg, Towbin. In 1990, the firm again became privately owned and independent when Clarence Unterberg's son, Thomas I. Unterberg, re-launched the firm as a full-service investment bank. | Finance |
Merriman Capital, Inc.
 Merriman Capital, Inc. Investment Banks/BrokersFinance Founded in 1986, Merriman Capital, Inc. is an SEC-registered broker/dealer and investment banking firm headquartered in San Francisco. The firm is a subsidiary of Merriman Holdings, Inc. (NASDAQ: MERR), a financial services firm that focuses on fast-growing companies and their institutional investors. Merriman provides advisory and investment banking, equity research, institutional services, corporate services and venture services primarily to corporate clients. Merriman Capital provides research, brokerage and trading services primarily to institutional clients. The firm offers a full range of specialized and integrated services including: equity research, specialized trade execution, equity capital markets, corporate finance, mergers and acquisitions, sales and trading, market making, corporate and venture services, restructurings and strategic advisory services. Merriman Capital employs bottom-up, fundamental analysis of small-cap companies in select industries including clean technology, healthcare, technology and consumer/Internet/media. The firm also has expertise in emerging markets, with emphasis on emerging markets in China. Merriman Capital is known to engage in shareholder activist investment strategies. Merriman Capital is a member of the NASD, the SIPC and FINRA. The firm serves as an introducing broker/dealer for Pershing LLC. They do not hold or maintain funds or securities or provide clearing services for other broker/dealers. | Finance |
Chardan Capital Markets LLC
 Chardan Capital Markets LLC Investment Banks/BrokersFinance Chardan Capital Markets LLC is a registered broker-dealer headquartered in New York City. The firm was founded by Kerry Propper and Steve Urbach in 2003. The firm offers a range of services which include capital raising, merger and acquisition advisory, strategic advisory, equity research, corporate access and institutional trading to institutional clients. | Finance |
Loewen, Ondaatje, McCutcheon USA Ltd.
 Loewen, Ondaatje, McCutcheon USA Ltd. Investment Banks/BrokersFinance Founded in 1993, Loewen, Ondaatje, McCutcheon USA Ltd. (LOM) is a registered broker/dealer located in New York City. The firm's services combine research and value-added financing ideas with institutional sales, trading and investment banking. LOM is a research-driven, independent, international investment bank. The firm is a provider of value-added North American research. Their expertise in specific industry sectors, coupled with an in-depth knowledge of particular companies, enables them to advise corporate clients on a wide range of financial matters, including the timing and pricing of new issues, the identification of acquisitions or alliances and the development of an enhanced shareholder base. | Finance |
| L. F. Rothschild, Unterberg, Towbin, Inc. | Finance |
Collins Stewart LLC (Investment Management)
 Collins Stewart LLC (Investment Management) Investment ManagersFinance Collins Stewart LLC Asset Management is a broker/dealer and asset management division of Collins Stewart PLC. They are headquartered in New York City, with additional offices in San Francisco and Menlo Park, California. | Finance |
| The Jewish Community Center in Manhattan, Inc. | |
Bradley Woods & Co. Ltd.
 Bradley Woods & Co. Ltd. Investment Banks/BrokersFinance Founded in 1970, Bradley Woods & Co. Ltd. is a broker/dealer located in New York City. The firm's research focuses on forecasting the impact of U.S. federal governmental policy on the U.S. equity and fixed-income securities markets. They offer a variety of products and services that help clients understand and measure the impact of legislation and regulation on U.S. companies and markets. Bradley Woods & Co. provides macro-oriented analysis. In addition, the firm offers intelligence about specifically defined issues in the areas of telecommunications, healthcare, energy and defense. Bradley Woods also offers a continuous analysis of U.S. foreign policy ranging from the Middle East to Asia. | Finance |
Unterberg Capital LLC
 Unterberg Capital LLC Investment ManagersFinance Unterberg Capital LLC (Unterberg Capital) is a private equity firm founded by Andrew Arno. The firm is headquartered in New York, New York. | Finance |
| New York Service for the Handicapped | |
| Sabr Group, Inc. | |
ComHear, Inc.
ComHear, Inc. Packaged SoftwareTechnology Services ComHear, Inc. provides audio technology products and services for consumer, enterprise, and professional applications. Its products are powered by MyBeam, a beam forming technology and KAP enhancement software which provides immersive 3-D audio soundscapes. The company was founded by Randy Granovetter in 2013 and is headquartered in San Diego, CA. | Technology Services |
The Special Equities Group LLC
The Special Equities Group LLC Investment Banks/BrokersFinance Part of Chardan Capital Markets LLC, The Special Equities Group LLC provides specialized merchant banking and brokerage services for emerging growth companies. Based in New York, NY, the company focuses on U.S.-listed emerging growth public companies, offering strategic advice and efficient funding solutions through their independent fund or discreet capital raising. With over a decade of client relationships and more than 250 transactions closed, The Special Equities Group has cultivated long-term, strategic relationships with co-investors who trust their honest advice and objective evaluations of investment opportunities. | Finance |
| Lomusa Ltd. | |
Collins Stewart LLC
 Collins Stewart LLC Investment Banks/BrokersFinance Founded in 1991, Collins Stewart LLC is a broker/dealer headquartered in New York City. The firm is a subsidiary of UK-based Collins Stewart Plc. Their research focuses on the aerospace and defense, technology, telecommunications, biotechnology, Internet/software and semiconductors sectors | Finance |
