![Liz Anne Watkins](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Liz Anne Watkins
Corporate Officer/Principal chez
National Society of Compliance Professionals
Profil
Ms. Liz A. Watkins is Chief Risk & Compliance Officer at Ziegler Cos., Inc. In addition to Ziegler Cos., Inc., she serves as Chief Compliance Officer at Ziegler Capital Management LLC and Chief Risk & Compliance Officer at Ziegler Capital Markets Group.
She joined Ziegler in November 2003.
She has extensive experience in the investment services industry in marketing, brokerage and trading operations, and compliance, having held various management positions at independent and boutique financial services firms.
She is focused on providing business units with regulatory guidance and in maintaining a client-centric, proactive, risk management program.
She is a member of the National Society of Compliance Professionals and the Security Industry Association's Compliance and Legal Division.
Ms. Watkins is a graduate of Northern Illinois University and is currently undertaking a course of study to obtain the Compliance and Regulatory Certified Professional designation from the FINRA and the Wharton School of the University of Pennsylvania.
Postes actifs de Liz Anne Watkins
| Sociétés | Poste | Début |
|---|---|---|
National Society of Compliance Professionals
 National Society of Compliance Professionals Miscellaneous Commercial ServicesCommercial Services Operates as a nonprofit organization that serves and supports compliance professionals in the financial services industry | Corporate Officer/Principal | - |
The Security Industry Association
 The Security Industry Association Miscellaneous Commercial ServicesCommercial Services Provides liaison between the security industry and the government | Conseiller Juridique Général | - |
Anciens postes connus de Liz Anne Watkins
| Sociétés | Poste | Fin |
|---|---|---|
Ziegler Capital Markets Group
 Ziegler Capital Markets Group Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | 01/09/2011 |
B.C. Ziegler & Co.
 B.C. Ziegler & Co. Investment Banks/BrokersFinance Provides brokerage services | Conseiller Juridique Général | 01/09/2011 |
Ziegler Capital Management LLC (Old)
 Ziegler Capital Management LLC (Old) Investment ManagersFinance Ziegler Capital Management is a large-cap US growth investor. Their funds seek a total return from dividends and capital gains that, before deducting the operating expenses, exceed the total return of the benchmark indices. They invest in common stocks that approximately parallel the composition of the indexes but do not intend to replicate the indexes at all times. Ziegler may overweight particular sectors that they believe offer attractive growth potential. The firm relies heavily on Wall Street research. They will sell a stock when there is deterioration in fundamentals. Their research employs both quantitative and behavioral finance methods. Ziegler tends to invest in the stocks of mid-cap and large-cap companies in the electronic technology, technology services and health technology sectors. The firm maintains a low turnover rate. | Directeur en chef des Investissements | 15/10/2009 |
| THE ZIEGLER COMPANIES, INC. | Conseiller Juridique Général | 10/04/2012 |
Formation de Liz Anne Watkins
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
67
Relations au 1er degré
7
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 7 |
|---|---|
Ziegler Cos., Inc.
 Ziegler Cos., Inc. Investment Banks/BrokersFinance Provides investment banking credit structures and advisory services | Finance |
Ziegler Capital Management LLC (Old)
Ziegler Capital Management LLC (Old) Investment ManagersFinance Ziegler Capital Management is a large-cap US growth investor. Their funds seek a total return from dividends and capital gains that, before deducting the operating expenses, exceed the total return of the benchmark indices. They invest in common stocks that approximately parallel the composition of the indexes but do not intend to replicate the indexes at all times. Ziegler may overweight particular sectors that they believe offer attractive growth potential. The firm relies heavily on Wall Street research. They will sell a stock when there is deterioration in fundamentals. Their research employs both quantitative and behavioral finance methods. Ziegler tends to invest in the stocks of mid-cap and large-cap companies in the electronic technology, technology services and health technology sectors. The firm maintains a low turnover rate. | Finance |
Northern Illinois University
 Northern Illinois University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
The Security Industry Association
The Security Industry Association Miscellaneous Commercial ServicesCommercial Services Provides liaison between the security industry and the government | Commercial Services |
Ziegler Capital Markets Group
Ziegler Capital Markets Group Investment Banks/BrokersFinance Provides brokerage services | Finance |
B.C. Ziegler & Co.
B.C. Ziegler & Co. Investment Banks/BrokersFinance Provides brokerage services | Finance |
National Society of Compliance Professionals
National Society of Compliance Professionals Miscellaneous Commercial ServicesCommercial Services Operates as a nonprofit organization that serves and supports compliance professionals in the financial services industry | Commercial Services |
