![Lucas D. Foss](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Lucas D. Foss
Compliance Officer chez
SOUND POINT MERIDIAN CAPITAL, INC.
Profil
Lucas D.
Foss is currently the Chief Compliance Officer at The Caldwell & Orkin Funds, Inc., ALPS Series Trust, ALPS Fund Services, Inc., Clough Funds Trust, Goehring & Rozencwajg Investment Funds, 1WS Credit Income Fund, Bluerock High Income Institutional Credit Fund, and Sound Point Meridian Capital, Inc. He previously worked as a Compliance Director at Transamerica Asset Management, Inc. and as a Deputy Chief Compliance Officer at ALPS Fund Services, Inc. He also served as the Chief Compliance Officer at Boulder Total Return Fund, Inc., Clough Global Opportunities Fund, Clough Global Equity Fund, SRH Total Return Fund, Inc., Clough Global Dividend & Income Fund, First Opportunity Fund, Inc., Principal Real Estate Income Fund, and Broadstone Real Estate Access Fund, Inc. Mr. Foss obtained his undergraduate degree from the University of Vermont.
Postes actifs de Lucas D. Foss
| Sociétés | Poste | Début |
|---|---|---|
| SOUND POINT MERIDIAN CAPITAL, INC. | Compliance Officer | 26/07/2024 |
1WS Credit Income Fund
 1WS Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Compliance Officer | 01/11/2017 |
Goehring & Rozencwajg Investment Funds | Compliance Officer | 01/11/2017 |
Clough Funds Trust
 Clough Funds Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Compliance Officer | 01/11/2017 |
Bluerock High Income Institutional Credit Fund
 Bluerock High Income Institutional Credit Fund Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Compliance Officer | 01/03/2022 |
ALPS Fund Services, Inc.
 ALPS Fund Services, Inc. Investment ManagersFinance Provides financial and asset servicing solutions | Corporate Officer/Principal | 01/11/2017 |
The Caldwell & Orkin Funds, Inc.
 The Caldwell & Orkin Funds, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Compliance Officer | 01/01/2012 |
ALPS Series Trust
 ALPS Series Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Compliance Officer | 01/01/2012 |
Anciens postes connus de Lucas D. Foss
| Sociétés | Poste | Fin |
|---|---|---|
| CLOUGH GLOBAL EQUITY FUND | Compliance Officer | 17/04/2023 |
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Formation de Lucas D. Foss
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
25
Relations au 1er degré
18
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 18 |
|---|---|
The Caldwell & Orkin Funds, Inc.
The Caldwell & Orkin Funds, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
ALPS Series Trust
ALPS Series Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Boulder Total Return Fund
 Boulder Total Return Fund Investment Trusts/Mutual FundsMiscellaneous Closed-End Investment Fund/Investment Trust | Miscellaneous |
First Opportunity Fund, Inc.
 First Opportunity Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Closed-End Investment Fund/Investment Trust | Miscellaneous |
SRH Total Return Fund
 SRH Total Return Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Dividend & Income Fund
 Clough Global Dividend & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Equity Fund
 Clough Global Equity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Clough Global Opportunities Fund
 Clough Global Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Principal Real Estate Income Fund
 Principal Real Estate Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
1WS Credit Income Fund
1WS Credit Income Fund Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
University of Vermont
 University of Vermont Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Transamerica Asset Management, Inc.
 Transamerica Asset Management, Inc. Investment ManagersFinance TAM takes a diversified approach that applies the portfolio management experience of numerous and varied asset managers throughout the industry to give clients a full range of investment strategies. The firm applies quantitative metrics to identify strategies delivering competitive returns, style consistency, and sound risk mitigation. | Finance |
ALPS Fund Services, Inc.
ALPS Fund Services, Inc. Investment ManagersFinance Provides financial and asset servicing solutions | Finance |
Clough Funds Trust
Clough Funds Trust Investment Trusts/Mutual FundsMiscellaneous Acts as Open-End Investment Fund/Unit Trust | Miscellaneous |
Goehring & Rozencwajg Investment Funds | |
Broadstone Real Estate Access Fund, Inc.
 Broadstone Real Estate Access Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
Bluerock High Income Institutional Credit Fund
Bluerock High Income Institutional Credit Fund Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
Sound Point Meridian Capital LLC
 Sound Point Meridian Capital LLC Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
