![Robbie Joseph Hayes](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Robbie Joseph Hayes
Compliance Officer chez
N.E.W. Advisory Services LLC
Profil
Robbie Joseph Hayes is currently working as the Chief Compliance Officer & Member at N.E.W.
Advisory Services LLC.
Prior to this, he worked as a Principal at Financial Industry Regulatory Authority, Inc. from 2010 to 2013.
He completed his undergraduate degree from St. Norbert College, Inc. in 2009.
Postes actifs de Robbie Joseph Hayes
| Sociétés | Poste | Début |
|---|---|---|
N.E.W. Advisory Services LLC
 N.E.W. Advisory Services LLC Investment ManagersFinance N.E.W. Advisory Services creates an asset allocation customized to the client’s financial goals, objectives and risk tolerance. The firm primarily uses open-ended mutual funds that are no-load, and load waived or mutual funds purchased at net asset value (NAV) and exchange traded funds (ETFs). However, managed accounts are not exclusively limited to mutual funds and ETFs and may include stocks, options and bonds which are typically transferred or requested by the client. | Compliance Officer | - |
Anciens postes connus de Robbie Joseph Hayes
| Sociétés | Poste | Fin |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Corporate Officer/Principal | 01/07/2013 |
Formation de Robbie Joseph Hayes
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
30
Relations au 1er degré
3
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 3 |
|---|---|
St. Norbert College, Inc.
 St. Norbert College, Inc. Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Commercial Services |
N.E.W. Advisory Services LLC
N.E.W. Advisory Services LLC Investment ManagersFinance N.E.W. Advisory Services creates an asset allocation customized to the client’s financial goals, objectives and risk tolerance. The firm primarily uses open-ended mutual funds that are no-load, and load waived or mutual funds purchased at net asset value (NAV) and exchange traded funds (ETFs). However, managed accounts are not exclusively limited to mutual funds and ETFs and may include stocks, options and bonds which are typically transferred or requested by the client. | Finance |
