Profil
Thomas L.
Harter is currently the Director & Senior Compliance Manager at Allianz Global Investors U.S.
Holdings LLC and the Chief Compliance Officer at Allianzgi Institutional Multi-Series Trust since 2014.
He has formerly served as the Chief Compliance Officer for multiple firms including The Korea Fund, Inc., PCM Fund, Inc., PIMCO Strategic Income Fund, Inc., PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate & Income Strategy Fund, PIMCO California Municipal Income Fund II, PIMCO Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate & Income Opportunity Fund, PIMCO High Income Fund, Virtus AllianzGI Dividend, Interest & Premium Strategy Fund, PIMCO Income Opportunity Fund, PIMCO Dynamic Income Fund, PIMCO Dynamic Credit & Mortgage Income Fund, Virtus Diversified Income & Convertible Fund, Virtus Convertible & Income Fund, Virtus Convertible & Income Fund II, Virtus Equity & Convertible Income Fund, Virtus Convertible & Income 2024 Target Term Fund, and Virtus Artificial Intelligence & Technology Opportunities Fund.
Postes actifs de Thomas L. Harter
| Sociétés | Poste | Début |
|---|---|---|
Allianz Global Investors U.S. Holdings LLC
Allianz Global Investors U.S. Holdings LLC Financial ConglomeratesFinance Functions as an investment holding company | Compliance Officer | - |
Anciens postes connus de Thomas L. Harter
| Sociétés | Poste | Fin |
|---|---|---|
Allianzgi Institutional Multi-Series Trust
Allianzgi Institutional Multi-Series Trust Investment Trusts/Mutual FundsMiscellaneous Operates as a open-end management trust | Compliance Officer | 26/05/2021 |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II | Compliance Officer | - |
| PIMCO MUNICIPAL INCOME FUND III | Compliance Officer | - |
| PIMCO MUNICIPAL INCOME FUND II | Compliance Officer | - |
| VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND | Compliance Officer | - |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 26 |
|---|---|
The Korea Fund, Inc.
The Korea Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Allianzgi Institutional Multi-Series Trust
Allianzgi Institutional Multi-Series Trust Investment Trusts/Mutual FundsMiscellaneous Operates as a open-end management trust | Miscellaneous |
Virtus AllianzGI Dividend Interest & Premium Strategy Fund
Virtus AllianzGI Dividend Interest & Premium Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PCM Fund Inc.
PCM Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO California Municipal Income Fund
PIMCO California Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO California Municipal Income Fund II
PIMCO California Municipal Income Fund II Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO California Municipal Income Fund III
PIMCO California Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO Corporate & Income Opportunity Fund
PIMCO Corporate & Income Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO Dynamic Income Fund
PIMCO Dynamic Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO Corporate & Income Strategy Fund
PIMCO Corporate & Income Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO High Income Fund
PIMCO High Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO Income Opportunity Fund
PIMCO Income Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO Municipal Income Fund
PIMCO Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO Municipal Income Fund II
PIMCO Municipal Income Fund II Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO Municipal Income Fund III
PIMCO Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO New York Municipal Income Fund
PIMCO New York Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO New York Municipal Income Fund III
PIMCO New York Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO Strategic Income Fund Inc.
PIMCO Strategic Income Fund Inc. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
PIMCO Dynamic Credit & Mortgage Income Fund
PIMCO Dynamic Credit & Mortgage Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Virtus Diversified Income & Convertible Fund
Virtus Diversified Income & Convertible Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Virtus Convertible & Income 2024 Target Term Fund
Virtus Convertible & Income 2024 Target Term Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Virtus AllianzGI Artificial Intelligence & Technology Opps
Virtus AllianzGI Artificial Intelligence & Technology Opps Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Allianz Global Investors U.S. Holdings LLC
Allianz Global Investors U.S. Holdings LLC Financial ConglomeratesFinance Functions as an investment holding company | Finance |
Virtus Convertible & Income Fund
Virtus Convertible & Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Virtus Convertible & Income Fund II
Virtus Convertible & Income Fund II Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Virtus Equity & Convertible Income Fund
Virtus Equity & Convertible Income Fund Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
















