Colleen Corwell
Compliance Officer chez RUNWAY GROWTH FINANCE CORP.
Profil
Colleen Corwell is currently a Member at the Association of Certified Anti-Money Laundering Specialists LLC, a Chief Compliance Officer at the Financial Industry Regulatory Authority, Inc., and a Chief Compliance Officer at Runway Growth Finance Corp.
She previously worked as a Director at Alaric Compliance Services LLC from 2015 to 2021, as a Chief Compliance Officer at Clarion Partners LLC, and as a Chief Compliance Officer at Taylor Logistics LLC from 2001 to 2008.
Ms. Corwell holds an undergraduate degree from The College of William & Mary and an MBA from Touro University California.
Postes actifs de Colleen Corwell
| Sociétés | Poste | Début |
|---|---|---|
| RUNWAY GROWTH FINANCE CORP. | Compliance Officer | 01/01/2022 |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Compliance Officer | - |
Association of Certified Anti-Money Laundering Specialists LLC
 Association of Certified Anti-Money Laundering Specialists LLC Miscellaneous Commercial ServicesCommercial Services Association of Certified Anti-Money Laundering Specialists, Inc. provides training and certification, runs conferences and disseminates information on detection and prevention of money laundering. The company was founded in 2001 by Joy C. Meason and Charles A. Intriago and is headquartered in Miami, FL. | Corporate Officer/Principal | - |
Anciens postes connus de Colleen Corwell
| Sociétés | Poste | Fin |
|---|---|---|
Alaric Compliance Services LLC
 Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Director/Board Member | 01/12/2021 |
Taylor Logistics LLC
 Taylor Logistics LLC Gas DistributorsUtilities Taylor Logistics, LLC provides crude oil transportation services. It delivers crude oil to injection stations, storage terminals and refineries. The company also offers natural gas liquids marketing. Taylor Logistics is headquartered in Mesquite, TX. | Compliance Officer | 01/01/2008 |
Clarion Partners LLC
 Clarion Partners LLC Investment ManagersFinance Clarion Partners LLC is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1999 and is a subsidiary of Franklin Resources, Inc. (NYSE: BEN). Clarion Partners provides investment advisory, sub-advisory, and other services principally to institutional investors, focusing on sourcing, underwriting and managing real estate and real estate-related investments. | Compliance Officer | - |
Formation de Colleen Corwell
| The College of William & Mary | Undergraduate Degree |
| Touro University California | Masters Business Admin |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| RUNWAY GROWTH FINANCE CORP. | Finance |
| Entreprise privées | 5 |
|---|---|
Association of Certified Anti-Money Laundering Specialists LLC
Association of Certified Anti-Money Laundering Specialists LLC Miscellaneous Commercial ServicesCommercial Services Association of Certified Anti-Money Laundering Specialists, Inc. provides training and certification, runs conferences and disseminates information on detection and prevention of money laundering. The company was founded in 2001 by Joy C. Meason and Charles A. Intriago and is headquartered in Miami, FL. | Commercial Services |
Taylor Logistics LLC
Taylor Logistics LLC Gas DistributorsUtilities Taylor Logistics, LLC provides crude oil transportation services. It delivers crude oil to injection stations, storage terminals and refineries. The company also offers natural gas liquids marketing. Taylor Logistics is headquartered in Mesquite, TX. | Utilities |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Investment Banks/BrokersFinance Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Finance |
Alaric Compliance Services LLC
Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Finance |
Clarion Partners LLC
Clarion Partners LLC Investment ManagersFinance Clarion Partners LLC is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1999 and is a subsidiary of Franklin Resources, Inc. (NYSE: BEN). Clarion Partners provides investment advisory, sub-advisory, and other services principally to institutional investors, focusing on sourcing, underwriting and managing real estate and real estate-related investments. | Finance |
