![Gerald Cummins](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Gerald Cummins
Compliance Officer chez
PENNANTPARK FLOATING RATE CAPITAL LTD.
Profil
Gerald R.
Cummins is Director at Foreside Consulting Services LLC since 2014 and Director at Foreside Financial Group LLC (New York) since 2022.
Holds Chief Compliance Officer roles at Oxford Park Management LLC, Oxford Park Income Fund, Inc., Oxford Square Capital Corp.
since 2015, Oxford Lane Capital Corp.
since 2015, Oxford Square Management LLC since 2015, Oxford Bridge Management LLC, Oxford Gate Management, LLC, PennantPark Investment Corp.
starting 2025, and PennantPark Floating Rate Capital Ltd. starting 2025.
Formerly Managing Director at Bear Stearns Asset Management, Inc. from 1980 to 2008.
Served as Director at Alaric Compliance Services LLC.
Chief Financial & Compliance Officer and Chief Financial Officer at New Castle Funds LLC from 2009 to 2011.
Chief Operating Officer/Chief Compliance Officer at BroadArch Capital LLC from 2010 to 2011.
Chief Compliance Officer at Investcorp Credit Management BDC, Inc. Graduated undergraduate from Fordham University in 1983.
Postes actifs de Gerald Cummins
| Sociétés | Poste | Début |
|---|---|---|
| OXFORD SQUARE CAPITAL CORP. | Compliance Officer | 24/06/2015 |
| OXFORD LANE CAPITAL CORP. | Compliance Officer | 01/06/2015 |
| PENNANTPARK INVESTMENT CORPORATION | Compliance Officer | 15/04/2025 |
| PENNANTPARK FLOATING RATE CAPITAL LTD. | Compliance Officer | 01/09/2025 |
Oxford Square Management LLC
 Oxford Square Management LLC Investment ManagersFinance Oxford Square invests in companies located in the United States. The firm focuses on a broad range of sectors and industries. It participates in MBO and growth capital transactions. | Compliance Officer | 01/06/2015 |
Foreside Consulting Services LLC
 Foreside Consulting Services LLC Miscellaneous Commercial ServicesCommercial Services Provides compliance and regulatory solution services | Directeur/Membre du Conseil | 01/06/2014 |
OXFORD PARK MANAGEMENT LLC | Corporate Officer/Principal | - |
Oxford Park Income Fund, Inc.
 Oxford Park Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Functions as an open-end investment fund | Compliance Officer | - |
SIH ACA Topco LP
 SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial | Directeur/Membre du Conseil | 01/05/2022 |
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Anciens postes connus de Gerald Cummins
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Formation de Gerald Cummins
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
90
Relations au 1er degré
17
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 17 |
|---|---|
Bear Stearns Asset Management, Inc.
 Bear Stearns Asset Management, Inc. Investment ManagersFinance Bear Stearns Asset Management, Inc. is an asset management firm and broker/dealer located in New York City. The firm is a subsidiary of JPMorgan Asset Management, Inc. and their ultimate parent is JPMorgan Chase & Co., Inc. (NYSE: JPM). They manage equity and fixed-income separate accounts, mutual funds, hedge funds, private equity funds and venture capital funds. Their clients include corporations, municipal governments, multi-employer plans, endowments, foundations, family groups and high net-worth individuals | Finance |
Oxford Square Capital Corp.
 Oxford Square Capital Corp. Investment Trusts/Mutual FundsMiscellaneous Operates as a closed-end investment management company | Miscellaneous |
PennantPark Investment Corp.
 PennantPark Investment Corp. Investment Trusts/Mutual FundsMiscellaneous Provides investors with access to middle market credit | Miscellaneous |
Oxford Lane Capital Corp.
 Oxford Lane Capital Corp. Financial ConglomeratesFinance Operates as a closed-end management investment company | Finance |
PennantPark Floating Rate Capital Ltd.
 PennantPark Floating Rate Capital Ltd. Investment Trusts/Mutual FundsMiscellaneous Functions as a closed-end investment fund or Investment trust | Miscellaneous |
Fordham University
 Fordham University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Oxford Square Management LLC
Oxford Square Management LLC Investment ManagersFinance Oxford Square invests in companies located in the United States. The firm focuses on a broad range of sectors and industries. It participates in MBO and growth capital transactions. | Finance |
New Castle Funds LLC
 New Castle Funds LLC Investment ManagersFinance New Castle Funds manages long/short and market neutral domestic equity hedge funds. | Finance |
Alaric Compliance Services LLC
 Alaric Compliance Services LLC Investment ManagersFinance Provides investment advisory, business development and financial services | Finance |
BroadArch Capital LLC
 BroadArch Capital LLC Investment ManagersFinance BroadArch Capital employs both long/short US equity and market neutral US equity investment strategies | Finance |
Investcorp Credit Management BDC, Inc.
 Investcorp Credit Management BDC, Inc. Investment Trusts/Mutual FundsMiscellaneous Operates as a closed-end and non-diversified management investment company | Miscellaneous |
Oxford Bridge Management LLC
 Oxford Bridge Management LLC Investment ManagersFinance Provides investment advice | Finance |
Foreside Consulting Services LLC
Foreside Consulting Services LLC Miscellaneous Commercial ServicesCommercial Services Provides compliance and regulatory solution services | Commercial Services |
Oxford Gate Management, LLC | |
SIH ACA Topco LP
SIH ACA Topco LP Miscellaneous Commercial ServicesCommercial Services Provides governance, risk and compliance advisory services in financial | Commercial Services |
OXFORD PARK MANAGEMENT LLC | |
Oxford Park Income Fund, Inc.
Oxford Park Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Functions as an open-end investment fund | Miscellaneous |
