![Alan J. Ginsberg](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
Alan J. Ginsberg
Directeur/Membre du Conseil chez
ARROWMARK FINANCIAL CORP.
Profil
Alan Ginsberg has more than 35 years of experience providing financial advisory services to corporate and private equity clients.
Alan began his investment banking career at Salomon Brothers in 1983, followed by being a key member of group moves to UBS and to Donaldson, Lufkin & Jenrette.
He remained at DLJ through its merger with Credit Suisse until 2004, when he was recruited to head HSBC’s Financial Institutions Group Americas.
Following HSBC, Alan was a senior member of the Bank of America Securities Financial Institutions Group as well as the Barclays Americas Financial Institutions Group.
Notable transactions include advising Bank America on its $3 billion investment in China Construction Bank and its $21 billion acquisition of LaSalle Bank in Chicago.
Also at Bank America, Alan advised General Atlantic on its $550 million investment in the Brazilian Mercantile & Futures Exchange.
Alan has advised on more than 75 strategic transactions and advisory assignments, as well as on many financings and derivative executions during his tenure as an investment banker.
Clients have included Bank of America, Credit Suisse, Ocwen, Fleet Financial Group, Donaldson Lufkin & Jenrette, Comerica, Bank of Nova Scotia, LaBranche & Co., Lava Trading, Ameritrade, E*trade, Bank of New York, Mercantile Bancorp, PNC, National Bank of Canada, NASD, Unibanco, Itau, Bamerindus, BCN, EF Hutton, Texas Commerce Bank, Chemical Bank, HSBC, Citibank, WestOne Bancorp and numerous private equity firms, credit funds, Fintech companies and SPACs.
He currently serves as an Independent Director of StoneCastle Financial, a publicly traded closed end fund, as well as, StoneCastle Trust Company, and is a member of Yale's Peabody Museum Advisory Board.
Alan holds a B.A. in Economics from Yale University.
Postes actifs de Alan J. Ginsberg
| Sociétés | Poste | Début |
|---|---|---|
| ARROWMARK FINANCIAL CORP. | Directeur/Membre du Conseil | 07/02/2013 |
Stonecastle Trust Co. | Directeur/Membre du Conseil | 01/01/2021 |
Interpay Ltd. (Ireland)
 Interpay Ltd. (Ireland) Regional BanksFinance Provides online payment services | Consultant / Advisor | 01/04/2022 |
Axxes Capital
 Axxes Capital Investment ManagersFinance Axxes Capital invests in companies located in the United States. The firm focuses on a broad range of sectors and industries. It provides financing for secondaries, opportunistic credit, and direct lending with a minimum investment size of USD 0.025. The firm also considers co-investments and makes follow-on investments. | Directeur/Membre du Conseil | 01/01/2022 |
SenaHill Investment Group LLC
 SenaHill Investment Group LLC Investment ManagersFinance SenaHill Investment invests in companies located in the United States. The firm targets companies operating in the fields of technology consumers sectors. It provides financing for early stage capital requirements. | Consultant / Advisor | - |
Alpha Sigma Capital
 Alpha Sigma Capital Investment ManagersFinance Alpha Sigma Capital invests in companies located across the globe. The firm targets companies operating in blockchain sectors. It participates in growth stage capital transactions. | Consultant / Advisor | 01/09/2021 |
Northlink Aviation LLC (Alaska)
 Northlink Aviation LLC (Alaska) Other TransportationTransportation Operates as a cargo airport | Directeur/Membre du Conseil | 01/10/2021 |
L.R. Capital Management (HK) Ltd.
 L.R. Capital Management (HK) Ltd. Investment ManagersFinance L.R. Capital Management invests in companies located globally. The firm targets companies operating in the fields of financial services, new energy, healthcare and technology. It provides financing for buyout capital requirements. It makes minority investment, typically Series c through out pre-IPO | Consultant / Advisor | - |
Anciens postes connus de Alan J. Ginsberg
| Sociétés | Poste | Fin |
|---|---|---|
Barclays Bank Plc
 Barclays Bank Plc Major BanksFinance Provides banking services | Corporate Officer/Principal | 01/02/2021 |
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Formation de Alan J. Ginsberg
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
95
Relations au 1er degré
15
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 15 |
|---|---|
UBS Asset Management (Americas) LLC
 UBS Asset Management (Americas) LLC Investment ManagersFinance UBS AM offers Equities, Fixed Income, Indexing, and Investment Solutions businesses. The firm provides active investment strategies to their clients and principally employs fundamental analysis in managing client accounts by attempting to identify discrepancies between current market prices and their estimate of fundamental value. | Finance |
Barclays Bank Plc
Barclays Bank Plc Major BanksFinance Provides banking services | Finance |
Salomon Brothers Asset Management, Inc.
 Salomon Brothers Asset Management, Inc. Investment ManagersFinance Manages assets. | Finance |
ArrowMark Financial Corp.
 ArrowMark Financial Corp. Investment Trusts/Mutual FundsMiscellaneous Acts as Closed-End Investment Fund/Investment Trust | Miscellaneous |
Banc of America Securities LLC
 Banc of America Securities LLC Investment Banks/BrokersFinance Provides brokerage services | Finance |
Yale University
 Yale University Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
DLJ Investment Partners
 DLJ Investment Partners Investment ManagersFinance Acts as an alternative investment manager | Finance |
C Change Investments Management LLC
 C Change Investments Management LLC Investment ManagersFinance C Change Investments invests in mid - late stage companies located in the United States. The firm focuses on sectors such as energy, water, food, air and materials. It participates in buyout transactions. It also makes co-investments. | Finance |
L.R. Capital Management (HK) Ltd.
L.R. Capital Management (HK) Ltd. Investment ManagersFinance L.R. Capital Management invests in companies located globally. The firm targets companies operating in the fields of financial services, new energy, healthcare and technology. It provides financing for buyout capital requirements. It makes minority investment, typically Series c through out pre-IPO | Finance |
SenaHill Investment Group LLC
SenaHill Investment Group LLC Investment ManagersFinance SenaHill Investment invests in companies located in the United States. The firm targets companies operating in the fields of technology consumers sectors. It provides financing for early stage capital requirements. | Finance |
Interpay Ltd. (Ireland)
Interpay Ltd. (Ireland) Regional BanksFinance Provides online payment services | Finance |
Alpha Sigma Capital
Alpha Sigma Capital Investment ManagersFinance Alpha Sigma Capital invests in companies located across the globe. The firm targets companies operating in blockchain sectors. It participates in growth stage capital transactions. | Finance |
Northlink Aviation LLC (Alaska)
Northlink Aviation LLC (Alaska) Other TransportationTransportation Operates as a cargo airport | Transportation |
Stonecastle Trust Co. | |
Axxes Capital
Axxes Capital Investment ManagersFinance Axxes Capital invests in companies located in the United States. The firm focuses on a broad range of sectors and industries. It provides financing for secondaries, opportunistic credit, and direct lending with a minimum investment size of USD 0.025. The firm also considers co-investments and makes follow-on investments. | Finance |
