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Profil
Ms. Carla M.
Roach is Chief Operating Officer at Allen, Mooney & Barnes Investment Advisors LLC and Chief Compliance Officer & Partner at Eastover Capital Management, Inc.
Ms. Roach is a Chief Compliance Officer and the Director of Operations for Allen, Mooney & Barnes Brokerage Services, LLC and for Allen, Mooney & Barnes Investment Advisors, LLC, where she is also Vice President.
She is a licensed General Securities Principal, a General Securities Sales Supervisor, a Municipal Principal, Registered Options Principal, an Equity Trader, a Registered Representative, a Registered Investment Advisor Representative, and is also licensed in life, health & disability insurance.
A native of Indiana, Ms. Roach was previously employed as an Employee Improvement Instructor at Ameritech in Indianapolis and began her investment career with M.H.
Allen, Jr. and Richard G.
Mooney III at Shields & Company in 2000.
She attended Indiana University.
Anciens postes connus de Carla Mercedes Roach
| Sociétés | Poste | Fin |
|---|---|---|
Allen, Mooney & Barnes Investment Advisors LLC
 Allen, Mooney & Barnes Investment Advisors LLC Investment ManagersFinance AMB takes two approaches to investing that emphasize prudent strategy and team collaboration to help build an investment plan for their clients. The firm’s equity and fixed-income portfolio construction processes are based on a combined top-down and bottom-up selection process, utilizing research from investment partners while stressing team collaboration regarding market movements and fiscal issues. Their Portfolio Management Committee (PMC), which is comprised of a portfolio manager/analyst and representatives of their Sales and Compliance Departments, selects specific investments for client accounts through a combination of fundamental and technical methods of analysis. | Directeur des opérations | 31/12/2009 |
Shields & Co., Inc.
 Shields & Co., Inc. Investment Banks/BrokersFinance Provides brokerage services | Corporate Officer/Principal | - |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
5
Relations au 1er degré
2
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 2 |
|---|---|
Allen, Mooney & Barnes Investment Advisors LLC
Allen, Mooney & Barnes Investment Advisors LLC Investment ManagersFinance AMB takes two approaches to investing that emphasize prudent strategy and team collaboration to help build an investment plan for their clients. The firm’s equity and fixed-income portfolio construction processes are based on a combined top-down and bottom-up selection process, utilizing research from investment partners while stressing team collaboration regarding market movements and fiscal issues. Their Portfolio Management Committee (PMC), which is comprised of a portfolio manager/analyst and representatives of their Sales and Compliance Departments, selects specific investments for client accounts through a combination of fundamental and technical methods of analysis. | Finance |
Shields & Co., Inc.
Shields & Co., Inc. Investment Banks/BrokersFinance Provides brokerage services | Finance |
