Charles R. Provini

Howe & Rusling, Inc. is an independent, SEC-registered investment advisor headquartered in Rochester, New York. Founded in 1930, the firm provides investment management services to individuals, retirement plans, corporations, not-for-profit organizations, and self-insurance trusts.

Ladenburg Thalmann Asset Management, Inc. (LTAM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 1982 and is a wholly-owned subsidiary of Advisor Group Holdings, Inc. LTAM provides consulting and fund management services to individuals, high net-worth individuals, small business owners, pension and profit-sharing plans, plan participants, trusts, estates and charitable organizations, corporations or other business entities, investment companies, pooled investment vehicles and other investment advisers.

Ladenburg Thalmann & Co., Inc. provides investment baking and brokerage services. The firm also provides asset and wealth management, underwriting, alternative investments and advisory services. It serves emerging growth companies and high net worth individuals. The company was founded in 1876 and is headquartered in New York, NY.

New York Stock Exchange LLC operates securities exchange market. The company was founded in 1792 and is headquartered in New York, NY.

Laidlaw Wealth Management LLC (LWM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded by Nick Gupta in 2008 as Laidlaw Asset Management LLC. They are a principally owned by Laidlaw Holdings Ltd. LWM offers investment advisory services to individuals, which includes high net worth individuals, pension and profit sharing plans, trusts, estates, charitable organizations, corporations, and other business entities.