![James Shorris](data:image/svg+xml,<svg xmlns="http://www.w3.org/2000/svg" width="16" height="16" fill="%231b1b1b" class="bi bi-person-fill" viewBox="0 0 16 16"><path d="M3 14s-1 0-1-1 1-4 6-4 6 3 6 4-1 1-1 1zm5-6a3 3 0 1 0 0-6 3 3 0 0 0 0 6"/></svg>)
James Shorris
Directeur/Membre du Conseil chez
FIRE Solutions, Inc.
Profil
Actuellement, James Shorris occupe le poste de directeur de la conformité chez Curaleaf Holdings, Inc. Il est également membre du conseil d'administration de FIRE Solutions, Inc. Dans sa carrière antérieure, il a été associé de Choate, Hall & Stewart LLP, associé de Morgan, Lewis & Bockius LLP et Of Counsel de BMC Partners LLP (une filiale de Morgan, Lewis & Bockius LLP), Executive Vice President & Associate Counsel de LPL Financial LLC, Senior Vice President & Deputy General Counsel de Tucker Anthony, Inc, Assistant District Attorney du New York County District Attorney's Office, Chief Compliance Officer de BMO Capital Markets Corp. (Canada), chef de la conformité de BMO Capital Markets Corp. et premier vice-président de la Financial Industry Regulatory Authority, Inc. et premier vice-président de la National Association of Securities Dealers, Inc. Il a obtenu un diplôme de premier cycle du Macalester College et un diplôme de deuxième cycle de la Case Western Reserve University School of Law.
Postes actifs de James Shorris
| Sociétés | Poste | Début |
|---|---|---|
FIRE Solutions, Inc.
 FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions | Directeur/Membre du Conseil | 29/01/2015 |
Anciens postes connus de James Shorris
| Sociétés | Poste | Fin |
|---|---|---|
| CURALEAF HOLDINGS, INC. | Compliance Officer | 01/12/2024 |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Corporate Officer/Principal | 30/04/2011 |
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services | Corporate Officer/Principal | 31/03/2006 |
BMC Partners LLP
 BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Conseiller Juridique Général | 31/10/2003 |
Tucker Anthony, Inc.
 Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers | Corporate Officer/Principal | 30/11/2001 |
Formation de James Shorris
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
72
Relations au 1er degré
14
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 14 |
|---|---|
Choate, Hall & Stewart LLP
 Choate, Hall & Stewart LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
BMO Capital Markets Corp. (Canada)
 BMO Capital Markets Corp. (Canada) Investment Banks/BrokersFinance Offers corporate and investment banking, treasury management, research & advisory services | Finance |
BMO Capital Markets Corp.
 BMO Capital Markets Corp. Investment ManagersFinance BMOCMC serves as a sub-advisor to their affiliate BMO Asset Management, Inc. (BMOAM) in connection with the portfolio of the BMO US Equity Plus Fund. The fund seeks to provide long-term capital growth by investing primarily in equity securities of US and Canadian large-cap companies. The firm makes investment decisions based upon fundamental opinions and investment strategy quantitative analysis. | Finance |
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financials’ advisory services are made available to clients primarily through individuals associated with LPL as investment advisor representatives (IARs). The IARs has access to various research reports and model portfolios to which they may refer in determining investment advice IAR provides to clients. The IAR chooses their own research methods, investment style and management philosophy. | Finance |
Tucker Anthony, Inc.
Tucker Anthony, Inc. Investment Banks/BrokersFinance Security Brokers | Finance |
BMC Partners LLP
BMC Partners LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
Morgan, Lewis & Bockius LLP
 Morgan, Lewis & Bockius LLP Miscellaneous Commercial ServicesCommercial Services Provides legal services | Commercial Services |
FIRE Solutions, Inc.
FIRE Solutions, Inc. Miscellaneous Commercial ServicesCommercial Services Provides compliance and training solutions | Commercial Services |
Macalester College
 Macalester College Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Operates as a non profit organization that focuses on governing activities of all broker-dealer firms and brokers | Commercial Services |
New York County District Attorney's Office
 New York County District Attorney's Office General GovernmentGovernment Provides law services to people | Government |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance Provides financial regulatory services | Finance |
Case Western Reserve University School of Law
 Case Western Reserve University School of Law Other Consumer ServicesConsumer Services Functions as a College/University | Consumer Services |
Curaleaf Holdings, Inc.
 Curaleaf Holdings, Inc. Agricultural Commodities/MillingProcess Industries Operates as a vertically integrated medical and wellness cannabis company | Process Industries |
