Alan Jeffrey Head
Compliance Officer chez NexBank Securities, Inc.
Profil
Mr. Alan J.
Head is Chief Compliance Officer at NexPoint Capital, Inc., Chief Compliance Officer at Highland Capital Funds Distributor, Inc., Chief Compliance Officer at NexPoint Advisors LP, Chief Compliance Officer at NexPoint Credit Strategies Fund, and Chief Compliance Officer at NexBank Securities, Inc.
Mr. Head was previously employed as Vice President by Capital Institutional Services, Inc.
He received his undergraduate degree from the University of North Texas and an MBA from the University of Texas.
Postes actifs de Alan Jeffrey Head
| Sociétés | Poste | Début |
|---|---|---|
NexBank Securities, Inc.
 NexBank Securities, Inc. Investment Banks/BrokersFinance Part of NexBank Capital, Inc., NexBank Securities, Inc. is a brokerage firm. The company is based in Dallas, TX. | Compliance Officer | 01/11/2010 |
NexPoint Securities, Inc.
 NexPoint Securities, Inc. Investment Banks/BrokersFinance Highland Capital Funds Distributor, Inc. provides brokerage services. The private company is based in Dallas, TX. | Compliance Officer | 01/11/2013 |
Anciens postes connus de Alan Jeffrey Head
| Sociétés | Poste | Fin |
|---|---|---|
NexPoint Capital, Inc.
 NexPoint Capital, Inc. Investment Trusts/Mutual FundsMiscellaneous NexPoint Capital, Inc. operates as a closed-end management investment company. It engages in generating high current income and long-term capital appreciation primarily through investments in middle-market healthcare companies, middle-market companies in non-healthcare sectors, syndicated floating rate debt of large public and nonpublic companies and collateralized loan obligations. The company was founded on September 30, 2013 and is headquartered in Dallas, TX. | Compliance Officer | 01/09/2015 |
Capital Institutional Services, Inc.
 Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Corporate Officer/Principal | 31/12/2009 |
NexPoint Advisors LP
 NexPoint Advisors LP Investment ManagersFinance NexPoint Advisors LP (NexPoint) is a SEC-registered investment advisor headquartered in Dallas, Texas. The firm was founded by James Dondero and is owned by The Dugaboy Investment Trust. NexPoint provides differentiated access to alternatives through a range of offerings, such as public and private real estate investment trusts, tax advantaged real estate vehicles, closed-end funds, interval funds, and a business development company. | Compliance Officer | - |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST | Compliance Officer | - |
Formation de Alan Jeffrey Head
| The University of Texas at Austin | Masters Business Admin |
| University of North Texas | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 2 |
|---|---|
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST | Finance |
 | Miscellaneous |
| Entreprise privées | 4 |
|---|---|
Capital Institutional Services, Inc.
Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Finance |
NexBank Securities, Inc.
NexBank Securities, Inc. Investment Banks/BrokersFinance Part of NexBank Capital, Inc., NexBank Securities, Inc. is a brokerage firm. The company is based in Dallas, TX. | Finance |
NexPoint Securities, Inc.
NexPoint Securities, Inc. Investment Banks/BrokersFinance Highland Capital Funds Distributor, Inc. provides brokerage services. The private company is based in Dallas, TX. | Finance |
NexPoint Advisors LP
NexPoint Advisors LP Investment ManagersFinance NexPoint Advisors LP (NexPoint) is a SEC-registered investment advisor headquartered in Dallas, Texas. The firm was founded by James Dondero and is owned by The Dugaboy Investment Trust. NexPoint provides differentiated access to alternatives through a range of offerings, such as public and private real estate investment trusts, tax advantaged real estate vehicles, closed-end funds, interval funds, and a business development company. | Finance |