Doug Baxley
Plus aucun poste en cours
Profil
Doug Baxley worked as a Vice President-Retirement & Fiduciary Services at Ladenburg Thalmann Financial Services, Inc. and as a Chief Compliance Officer at SSN Advisory, Inc.
Anciens postes connus de Doug Baxley
| Sociétés | Poste | Fin |
|---|---|---|
SSN Advisory, Inc.
 SSN Advisory, Inc. Investment ManagersFinance SSN Advisory, Inc. (SSNAI) is a SEC-registered investment advisor headquartered in Knoxville, Tennessee. The firm was founded in 2003 and is owned by Securities Service Network LLC (SSN), a FINRA member introducing broker-dealer firm. SSN is a wholly-owned subsidiary of Ladenburg Thalmann Financial Services, Inc. (NYSE: LTS). SSNAI provides investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations or business entities. The firm also sponsors the Encompass Wrap and the Encompass SMA Wrap Fee Programs. | Compliance Officer | - |
| LADENBURG THALMANN FINANCIAL SERVICES | Corporate Officer/Principal | - |
Expériences
Fonctions occupées
Sociétés liées
| Entreprise privées | 2 |
|---|---|
Ladenburg Thalmann Financial Services, Inc.
 Ladenburg Thalmann Financial Services, Inc. Investment Banks/BrokersFinance Osaic Financial Services, Inc. is a holding company, which engages in investment banking and research, institutional sales and trading, asset management services, wholesale life insurance brokerage, and trust services through its subsidiaries. It operates through the following segments: Independent Advisory and Brokerage Services; Ladenburg; and Insurance Brokerage. The Independent Advisory and Brokerage segment includes the investment advisory and brokerage services provided by independent advisory and brokerage subsidiaries. The Ladenburg segment comprises investment banking, sales and trading and asset management services, and investment activities. The Insurance Brokerage segment focuses in the wholesale insurance brokerage activities. The company was founded in February 1996 and is headquartered in Phoenix, FL. | Finance |
SSN Advisory, Inc.
SSN Advisory, Inc. Investment ManagersFinance SSN Advisory, Inc. (SSNAI) is a SEC-registered investment advisor headquartered in Knoxville, Tennessee. The firm was founded in 2003 and is owned by Securities Service Network LLC (SSN), a FINRA member introducing broker-dealer firm. SSN is a wholly-owned subsidiary of Ladenburg Thalmann Financial Services, Inc. (NYSE: LTS). SSNAI provides investment advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporations or business entities. The firm also sponsors the Encompass Wrap and the Encompass SMA Wrap Fee Programs. | Finance |
